Data / Investment advisers / Kansas / Rocky Mountain Advisers, LLC
Rocky Mountain Advisers, LLC, Salina, KS: $3.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Rocky Mountain Advisers, LLC is an SEC registered investment adviser with its main office in Salina, Kansas and reports $3.1 billion in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include investment companies, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Rocky Mountain Advisers, LLC (CRD number 148479): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 148479
- SEC file number
- 801-70202
- SEC status
- Approved, effective June 3, 2009
- Legal name
- SRH Advisors, LLC
- Main office
- 2121 E. Crawford Place, Salina, KS 67401
- Phone
- (785) 823-3097
- Website
- srhadvisorsllc.com
- Regulatory AUM
- $3,149,064,331 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $3,148,012,917
- Non discretionary AUM
- $1,051,414
- Accounts
- 440
- Employees
- 9, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $2.38 billion |
| High net worth individuals | 96 | $609.9 million |
| Charitable organizations | 12 | $124.3 million |
| Individuals (other than high net worth individuals) | 142 | $32.3 million |
| Corporations or other businesses | 5 | $3.3 million |
| Pension and profit sharing plans | Fewer than 5 | $2.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $3.15 billion | March 30, 2026 |
| December 1, 2025 | $2.96 billion | March 26, 2025 |
Other advisers in Kansas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Kornitzer Capital Management, Inc. | Mission | $6.49 billion | Not listed | adviserinfo.sec.gov |
| Creativeone Wealth, LLC | Overland Park | $6.25 billion | Not listed | adviserinfo.sec.gov |
| Cetera Planning Partners | Leawood | $4.16 billion | Not listed | adviserinfo.sec.gov |
| Two West Capital Advisors LLC | Overland Park | $3.89 billion | Not listed | adviserinfo.sec.gov |
| Fas Wealth Partners, Inc. | Leawood | $3.78 billion | Not listed | adviserinfo.sec.gov |
| Veta Investment Partners, LLC | Lawrence | $2.79 billion | Not listed | adviserinfo.sec.gov |
| Mariner | Overland Park, | $2.77 billion | Not listed | adviserinfo.sec.gov |
| Creativeone Securities, LLC | Overland Park | $2.54 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Kansas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving high net worth individuals
- Rocky Mountain Advisers, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.