Data / Investment advisers / Kansas / Kornitzer Capital Management, Inc.
Kornitzer Capital Management, Inc., Mission, KS: $6.5 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Kornitzer Capital Management, Inc. is an SEC registered investment adviser with its main office in Mission, Kansas and reports $6.5 billion in regulatory assets under management in its Form ADV filed June 25, 2026. Its clients include investment companies, high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Kornitzer Capital Management, Inc. (CRD number 111087): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 111087
- SEC file number
- 801-34933
- SEC status
- Approved, effective August 4, 1989
- Main office
- 5420 West 61st Place, Mission, KS 66205
- Phone
- (913) 677-7778
- Website
- kornitzercapitalmanagement.com
- Regulatory AUM
- $6,491,513,805 in the Form ADV filed June 25, 2026
- Discretionary AUM
- $6,364,804,424
- Non discretionary AUM
- $126,709,381
- Accounts
- 5,080
- Employees
- 41, of which 25 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- June 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 10 | $3.30 billion |
| High net worth individuals | 700 | $2.85 billion |
| Individuals (other than high net worth individuals) | 1,188 | $121.7 million |
| Pension and profit sharing plans | 62 | $87.9 million |
| Charitable organizations | 32 | $75.5 million |
| Corporations or other businesses | 16 | $60.5 million |
| Insurance companies | Fewer than 5 | $2.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $6.49 billion | June 25, 2026 |
| December 1, 2025 | $6.75 billion | June 26, 2025 |
Other advisers in Kansas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Palmer Square Capital Management LLC | Mission Woods | $25.59 billion | 62 | adviserinfo.sec.gov |
| Mariner Advisor Network | Overland Park | $9.57 billion | Not listed | adviserinfo.sec.gov |
| Palmer Square Europe Capital Management LLC | Mission Woods | $9.23 billion | 3 | adviserinfo.sec.gov |
| Tortoise Capital Advisors, L.L.C. | Overland Park | $8.93 billion | 1 | adviserinfo.sec.gov |
| Mariner Independent | Overland Park | $7.34 billion | Not listed | adviserinfo.sec.gov |
| Creativeone Wealth, LLC | Overland Park | $6.25 billion | Not listed | adviserinfo.sec.gov |
| Cetera Planning Partners | Leawood | $4.16 billion | Not listed | adviserinfo.sec.gov |
| Two West Capital Advisors LLC | Overland Park | $3.89 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Kansas
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving investment companies
- Advisers serving high net worth individuals
- Kornitzer Capital Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.