Data / Investment advisers / Virginia / Riverfront Investment Group, LLC
Riverfront Investment Group, LLC, Richmond, VA: $2.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Riverfront Investment Group, LLC is an SEC registered investment adviser with its main office in Richmond, Virginia and reports $2.2 billion in regulatory assets under management in its Form ADV filed September 30, 2026. Its clients include individuals, investment companies and corporations and other businesses. It is paid through a percentage of assets under management.
The request: Watch Riverfront Investment Group, LLC (CRD number 146221): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 146221
- SEC file number
- 801-68810
- SEC status
- Approved, effective February 14, 2008
- Main office
- 1214 East Cary Street, Richmond, VA 23219
- Phone
- (804) 549-4800
- Regulatory AUM
- $2,221,276,035 in the Form ADV filed September 30, 2026
- Discretionary AUM
- $2,221,276,035
- Accounts
- 1,534
- Employees
- 46, of which 12 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- September 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,185 | $1.06 billion |
| Investment companies | 6 | $338 million |
| Corporations or other businesses | 17 | $105.7 million |
| Pension and profit sharing plans | 7 | $7.5 million |
| Charitable organizations | 2 | $2.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.22 billion | March 30, 2026 |
| December 1, 2025 | $1.18 billion | July 16, 2025 |
Other advisers in Richmond
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Richmond Capital Management Inc | Richmond | $5.93 billion | 2 | adviserinfo.sec.gov |
| Brockenbrough | Richmond | $5.49 billion | 58 | adviserinfo.sec.gov |
| Heritage Wealth Advisors | Richmond | $4.86 billion | 9 | adviserinfo.sec.gov |
| Wealthcare Capital Management LLC | Richmond | $3.93 billion | Not listed | adviserinfo.sec.gov |
| 1607 Capital Partners, LLC | Richmond | $3.49 billion | 5 | adviserinfo.sec.gov |
| Kanawha Capital Management, LLC | Richmond | $1.84 billion | Not listed | adviserinfo.sec.gov |
| Godsey & Gibb Wealth Management | Richmond | $1.56 billion | Not listed | adviserinfo.sec.gov |
| Wealthcrossing | Richmond | $1.54 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Richmond, VA
- Investment advisers in Virginia
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving investment companies
- Riverfront Investment Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.