Data / Investment advisers / Virginia / Brockenbrough
Brockenbrough, Richmond, VA: $5.5 billion AUM, SEC registered investment adviser
Brockenbrough is an SEC registered investment adviser with its main office in Richmond, Virginia and reports $5.5 billion in regulatory assets under management in its Form ADV filed May 13, 2026. Its clients include high net worth individuals, pooled investment vehicles and charitable organizations. It is paid through a percentage of assets under management, fixed fees and performance based fees. It advises 58 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 105142
- SEC file number
- 801-6691
- SEC status
- Approved, effective July 1, 1970
- Legal name
- Lowe, Brockenbrough & Company, Inc.
- Main office
- 920 Libbie Ave. Suite 201, Richmond, VA 23226
- Phone
- (804) 288-0404
- Regulatory AUM
- $5,487,791,666 in the Form ADV filed May 13, 2026
- Discretionary AUM
- $4,830,532,404
- Non discretionary AUM
- $657,259,262
- Accounts
- 568
- Employees
- 31, of which 15 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, performance based fees
- Private funds
- 58: 46 private equity funds, 7 hedge funds, 3 real estate funds, 2 other private funds
- Gross assets of private funds
- $2,789,901,060
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- May 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 364 | $2.29 billion |
| Pooled investment vehicles | 20 | $1.48 billion |
| Charitable organizations | 41 | $833.8 million |
| State or municipal government entities | 1 | $554.5 million |
| Corporations or other businesses | 20 | $209.2 million |
| Investment companies | 1 | $65.8 million |
| Individuals (other than high net worth individuals) | 118 | $33.9 million |
| Pension and profit sharing plans | 3 | $17.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $5.49 billion | March 27, 2026 |
| December 1, 2025 | $5.44 billion | August 22, 2025 |
Other advisers in Richmond
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| The London Company of Virginia | Richmond | $14.89 billion | Not listed | adviserinfo.sec.gov |
| Cary Street Partners | Richmond | $10.25 billion | Not listed | adviserinfo.sec.gov |
| Agincourt Capital Management, LLC | Richmond | $9.95 billion | Not listed | adviserinfo.sec.gov |
| Spider Management Company, LLC | Richmond | $8.11 billion | 1 | adviserinfo.sec.gov |
| Richmond Capital Management Inc | Richmond | $5.93 billion | 2 | adviserinfo.sec.gov |
| Heritage Wealth Advisors | Richmond | $4.86 billion | 9 | adviserinfo.sec.gov |
| Wealthcare Capital Management LLC | Richmond | $3.93 billion | Not listed | adviserinfo.sec.gov |
| 1607 Capital Partners, LLC | Richmond | $3.49 billion | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Richmond, VA
- Investment advisers in Virginia
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Brockenbrough on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.