Data / Investment advisers / Michigan / Regal Investment Advisors LLC
Regal Investment Advisors LLC, Kentwood, MI: $2.9 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Regal Investment Advisors LLC is an SEC registered investment adviser with its main office in Kentwood, Michigan and reports $2.9 billion in regulatory assets under management in its Form ADV filed May 18, 2026. Its clients include individuals, high net worth individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 125004
- SEC file number
- 801-71923
- SEC status
- Approved, effective October 19, 2010
- Main office
- 2687 44th Street Se, Kentwood, MI 49512
- Phone
- (616) 224-2204
- Website
- regal-lionshare.com
- Regulatory AUM
- $2,877,296,720 in the Form ADV filed May 18, 2026
- Discretionary AUM
- $2,445,114,419
- Non discretionary AUM
- $432,182,301
- Accounts
- 13,473
- Employees
- 131, of which 118 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 77
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions
- Latest Form ADV filing
- May 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 7,665 | $1.59 billion |
| High net worth individuals | 555 | $1.14 billion |
| Pension and profit sharing plans | 40 | $127.2 million |
| Corporations or other businesses | 36 | $14.4 million |
| Charitable organizations | 6 | $830,919 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.88 billion | March 30, 2026 |
| December 1, 2025 | $2.45 billion | April 25, 2025 |
Other advisers in Michigan
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Corecap Advisors | Southfield | $3.99 billion | Not listed | adviserinfo.sec.gov |
| Schwartz Investment Counsel Inc | Plymouth | $3.74 billion | Not listed | adviserinfo.sec.gov |
| Red Cedar Investment Management | Grand Rapids | $3.33 billion | 1 | adviserinfo.sec.gov |
| Innovia Wealth, LLC | Grand Rapids | $3.29 billion | 2 | adviserinfo.sec.gov |
| Retirement Income Solutions, Inc. | Ann Arbor | $2.97 billion | Not listed | adviserinfo.sec.gov |
| Brick Capital Management Inc | East Lansing | $2.84 billion | Not listed | adviserinfo.sec.gov |
| NPF Investment Advisors | Grand Rapids | $2.69 billion | Not listed | adviserinfo.sec.gov |
| Ipex, Inc. | Plymouth | $2.65 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Michigan
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Regal Investment Advisors LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.