Data / Investment advisers / Maryland / Red Oak Financial Group
Red Oak Financial Group, Towson, MD: $1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Red Oak Financial Group is an SEC registered investment adviser with its main office in Towson, Maryland and reports $1 billion in regulatory assets under management in its Form ADV filed October 15, 2026. Its clients include individuals, pension and profit sharing plans and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Red Oak Financial Group (CRD number 166912): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 166912
- SEC file number
- 801-80860
- SEC status
- Approved, effective January 21, 2015
- Legal name
- Red Oak Financial Group, LLC
- Main office
- 403 Allegheny Avenue, Towson, MD 21204
- Phone
- (410) 321-0168
- Regulatory AUM
- $1,040,249,413 in the Form ADV filed October 15, 2026
- Discretionary AUM
- $616,703,187
- Non discretionary AUM
- $423,546,226
- Accounts
- 1,885
- Employees
- 20, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,051 | $615.5 million |
| Pension and profit sharing plans | 151 | $423.5 million |
| Charitable organizations | Fewer than 5 | $954,447 |
| Corporations or other businesses | Fewer than 5 | $211,626 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $1.04 billion | March 6, 2026 |
| December 1, 2025 | $836.8 million | October 16, 2025 |
Other advisers in Towson
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Greenspring Advisors, LLC | Towson | $6.46 billion | Not listed | adviserinfo.sec.gov |
| Founders Financial Securities, LLC | Towson | $4.14 billion | Not listed | adviserinfo.sec.gov |
| Financial Council, LLC | Towson | $1.27 billion | Not listed | adviserinfo.sec.gov |
| SFG Wealth Management | Towson | $760.2 million | Not listed | adviserinfo.sec.gov |
| Calvert Street Capital Partners, Inc. | Towson | $663.1 million | 13 | adviserinfo.sec.gov |
| Oliver Wealth Management | Towson | $340.4 million | Not listed | adviserinfo.sec.gov |
| Chesapeake Financial Advisors | Towson | $310.1 million | Not listed | adviserinfo.sec.gov |
| Bolton Investment | Towson | $249.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Towson, MD
- Investment advisers in Maryland
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving individuals
- Advisers serving pension and profit sharing plans
- Red Oak Financial Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.