Data / Investment advisers / Maryland / Chesapeake Financial Advisors
Chesapeake Financial Advisors, Towson, MD: $310 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Chesapeake Financial Advisors is an SEC registered investment adviser with its main office in Towson, Maryland and reports $310 million in regulatory assets under management in its Form ADV filed August 19, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Chesapeake Financial Advisors (CRD number 120139): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 120139
- SEC file number
- 801-111054
- SEC status
- Approved, effective August 30, 2017
- Legal name
- Thoma Capital Management LLC
- Main office
- 401 Jefferson Avenue, Towson, MD 21286
- Phone
- (410) 823-5442
- Regulatory AUM
- $310,069,630 in the Form ADV filed August 19, 2026
- Discretionary AUM
- $294,654,655
- Non discretionary AUM
- $15,414,975
- Accounts
- 1,030
- Employees
- 10, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- August 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 91 | $227.9 million |
| Individuals (other than high net worth individuals) | 177 | $69.9 million |
| Pension and profit sharing plans | 19 | $11.5 million |
| Charitable organizations | Fewer than 5 | $689,658 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $310.1 million | March 11, 2026 |
| December 1, 2025 | $263.7 million | March 5, 2025 |
Other advisers in Towson
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Financial Council, LLC | Towson | $1.27 billion | Not listed | adviserinfo.sec.gov |
| Red Oak Financial Group | Towson | $1.04 billion | Not listed | adviserinfo.sec.gov |
| SFG Wealth Management | Towson | $760.2 million | Not listed | adviserinfo.sec.gov |
| Calvert Street Capital Partners, Inc. | Towson | $663.1 million | 13 | adviserinfo.sec.gov |
| Oliver Wealth Management | Towson | $340.4 million | Not listed | adviserinfo.sec.gov |
| Bolton Investment | Towson | $249.1 million | Not listed | adviserinfo.sec.gov |
| Partnership Wealth Management | Towson | $234.9 million | Not listed | adviserinfo.sec.gov |
| The Simmons Partnership, Inc | Towson | $216.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Towson, MD
- Investment advisers in Maryland
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Chesapeake Financial Advisors on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.