Data / Investment advisers / New Jersey / Princeton Capital Management LLC
Princeton Capital Management LLC, Red Bank, NJ: $435 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Princeton Capital Management LLC is an SEC registered investment adviser with its main office in Red Bank, New Jersey and reports $435 million in regulatory assets under management in its Form ADV filed April 8, 2026. Its clients include high net worth individuals, individuals and pooled investment vehicles. It is paid through a percentage of assets under management and other fees. It advises 2 private funds.
The request: Watch Princeton Capital Management LLC (CRD number 113926): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 113926
- SEC file number
- 801-60470
- SEC status
- Approved, effective August 10, 2001
- Main office
- 331 Newman Springs Road Suite 133, Red Bank, NJ 07701
- Phone
- (201) 332-9800
- Website
- princap.com
- Regulatory AUM
- $435,479,718 in the Form ADV filed April 8, 2026
- Discretionary AUM
- $430,023,558
- Non discretionary AUM
- $5,456,160
- Accounts
- 390
- Employees
- 10, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, other fees
- Private funds
- 2: 2 hedge funds
- Gross assets of private funds
- $22,516,126
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- April 8, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 99 | $341 million |
| Individuals (other than high net worth individuals) | 72 | $46.7 million |
| Pooled investment vehicles | 2 | $25.1 million |
| Charitable organizations | 6 | $9.4 million |
| Pension and profit sharing plans | 2 | $6.2 million |
| Corporations or other businesses | 2 | $5.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $435.5 million | April 8, 2026 |
| December 1, 2025 | $373.3 million | March 18, 2025 |
Other advisers in Red Bank
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Blueshift Asset Management | Red Bank | $694.4 million | 1 | adviserinfo.sec.gov |
| Garden State Investment Advisory Services, LLC | Red Bank | $673.8 million | Not listed | adviserinfo.sec.gov |
| Clear Wave Wealth Management, LLC | Red Bank | $617 million | Not listed | adviserinfo.sec.gov |
| Shorehaven Wealth Partners, LLC | Red Bank | $541.5 million | Not listed | adviserinfo.sec.gov |
| Wbi Investments, LLC | Red Bank | $539.6 million | Not listed | adviserinfo.sec.gov |
| Smallwood Wealth Management | Red Bank | $339 million | Not listed | adviserinfo.sec.gov |
| Salvus Wealth Management, LLC | Red Bank | $316.5 million | Not listed | adviserinfo.sec.gov |
| Delta Capital Management LLC | Red Bank | $240.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Red Bank, NJ
- Investment advisers in New Jersey
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Princeton Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.