Data / Investment advisers / New Jersey / Garden State Investment Advisory Services, LLC
Garden State Investment Advisory Services, LLC, Red Bank, NJ: $674 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Garden State Investment Advisory Services, LLC is an SEC registered investment adviser with its main office in Red Bank, New Jersey and reports $674 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include individuals, high net worth individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Garden State Investment Advisory Services, LLC (CRD number 133088): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 133088
- SEC file number
- 801-79500
- SEC status
- Approved, effective April 23, 2014
- Main office
- 328 Newman Springs Road, Red Bank, NJ 07701
- Phone
- (732) 280-6886
- Website
- cluwealthadvisors.com
- Regulatory AUM
- $673,810,500 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $523,711,455
- Non discretionary AUM
- $150,099,045
- Accounts
- 2,456
- Employees
- 32, of which 29 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 4
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 2,341 | $341.5 million |
| High net worth individuals | 151 | $313.2 million |
| Corporations or other businesses | 26 | $11.5 million |
| Pension and profit sharing plans | 13 | $7.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $673.8 million | March 31, 2026 |
| December 1, 2025 | $561.5 million | March 31, 2025 |
Other advisers in Red Bank
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Newport Capital Group, LLC | Red Bank | $1.28 billion | 1 | adviserinfo.sec.gov |
| Lighthouse Financial Advisors, Inc. | Red Bank | $1.11 billion | Not listed | adviserinfo.sec.gov |
| Atlas Private Wealth Advisors | Red Bank | $859.8 million | Not listed | adviserinfo.sec.gov |
| Shrewsbury River Capital LP | Red Bank | $757.5 million | 3 | adviserinfo.sec.gov |
| Blueshift Asset Management | Red Bank | $694.4 million | 1 | adviserinfo.sec.gov |
| Clear Wave Wealth Management, LLC | Red Bank | $617 million | Not listed | adviserinfo.sec.gov |
| Shorehaven Wealth Partners, LLC | Red Bank | $541.5 million | Not listed | adviserinfo.sec.gov |
| Wbi Investments, LLC | Red Bank | $539.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Red Bank, NJ
- Investment advisers in New Jersey
- Advisers with $500 million to $1 billion in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Garden State Investment Advisory Services, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.