Data / Investment advisers / Washington / Northern Capital Management, Inc.
Northern Capital Management, Inc., Spokane, WA: $918 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Northern Capital Management, Inc. is an SEC registered investment adviser with its main office in Spokane, Washington and reports $918 million in regulatory assets under management in its Form ADV filed September 30, 2026. Its clients include high net worth individuals, pension and profit sharing plans and individuals. It is paid through a percentage of assets under management, fixed fees and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 111379
- SEC file number
- 801-44942
- SEC status
- Approved, effective November 5, 1993
- Main office
- 2700 South Southeast Boulevard Suite 205, Spokane, WA 99223
- Phone
- (509) 456-2526
- Website
- northernwelcome.com
- Regulatory AUM
- $918,205,708 in the Form ADV filed September 30, 2026
- Discretionary AUM
- $916,381,421
- Non discretionary AUM
- $1,824,287
- Accounts
- 1,866
- Employees
- 11, of which 8 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 148 | $407.8 million |
| Pension and profit sharing plans | 21 | $348.7 million |
| Individuals (other than high net worth individuals) | 558 | $147.4 million |
| Corporations or other businesses | 12 | $11.4 million |
| Charitable organizations | Fewer than 5 | $2.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $918.2 million | September 30, 2026 |
| April 1, 2026 | $526.7 million | March 12, 2026 |
| December 1, 2025 | $462.2 million | July 24, 2025 |
Other advisers in Spokane
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Quantum Financial Planning Services, Inc. | Spokane | $727.2 million | Not listed | adviserinfo.sec.gov |
| Richards Merrill Wealth Management | Spokane | $643.6 million | Not listed | adviserinfo.sec.gov |
| Vickerman Investment Advisors, Inc. | Spokane | $632.3 million | Not listed | adviserinfo.sec.gov |
| Fellowship Financial Planning | Spokane | $465.3 million | Not listed | adviserinfo.sec.gov |
| MB Gen Wealth | Spokane | $404.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Spokane, WA
- Investment advisers in Washington
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Northern Capital Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.