Data / Investment advisers / Washington / Quantum Financial Planning Services, Inc.
Quantum Financial Planning Services, Inc., Spokane, WA: $727 million AUM, SEC registered investment adviser
Quantum Financial Planning Services, Inc. is an SEC registered investment adviser with its main office in Spokane, Washington and reports $727 million in regulatory assets under management in its Form ADV filed December 19, 2025. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 115877
- SEC file number
- 801-110112
- SEC status
- Approved, effective March 15, 2017
- Main office
- 720 W Boone Ave Ste 100, Spokane, WA 99201
- Phone
- (509) 328-6653
- Regulatory AUM
- $727,199,491 in the Form ADV filed December 19, 2025
- Discretionary AUM
- $711,257,291
- Non discretionary AUM
- $15,942,200
- Accounts
- 3,025
- Employees
- 19, of which 13 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- December 19, 2025
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 253 | $498.8 million |
| Individuals (other than high net worth individuals) | 537 | $217.5 million |
| Charitable organizations | Fewer than 5 | $9.3 million |
| Corporations or other businesses | Fewer than 5 | $1.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| January 2, 2026 | $727.2 million | December 19, 2025 |
| December 1, 2025 | $591.6 million | September 3, 2025 |
Other advisers in Spokane
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Northern Capital Management, Inc. | Spokane | $918.2 million | Not listed | adviserinfo.sec.gov |
| Richards Merrill Wealth Management | Spokane | $643.6 million | Not listed | adviserinfo.sec.gov |
| Vickerman Investment Advisors, Inc. | Spokane | $632.3 million | Not listed | adviserinfo.sec.gov |
| Fellowship Financial Planning | Spokane | $465.3 million | Not listed | adviserinfo.sec.gov |
| MB Gen Wealth | Spokane | $404.4 million | Not listed | adviserinfo.sec.gov |
| Lodestone Wealth Management LLC | Spokane | $346.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Spokane, WA
- Investment advisers in Washington
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Quantum Financial Planning Services, Inc. on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.