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Data / Investment advisers / California / North Pier Fiduciary Management, LLC

North Pier Fiduciary Management, LLC, Marina Del Rey, CA: $1.3 billion AUM, SEC registered investment adviser

Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.

North Pier Fiduciary Management, LLC is an SEC registered investment adviser with its main office in Marina Del Rey, California and reports $1.3 billion in regulatory assets under management in its Form ADV filed April 29, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management and fixed fees.

The request: Watch North Pier Fiduciary Management, LLC (CRD number 148128): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.

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Registration
SEC registered investment adviser
CRD number
148128
SEC file number
801-69545
SEC status
Approved, effective September 8, 2008
Main office
4333 Admiralty Way Unit G1, Marina Del Rey, CA 90292
Phone
(800) 403-7065
Website
npier.com
Regulatory AUM
$1,276,472,248 in the Form ADV filed April 29, 2026
Discretionary AUM
$892,675,086
Non discretionary AUM
$383,797,162
Accounts
116
Employees
15, of which 5 give investment advice
Form of organization
Limited Liability Company
Paid through
a percentage of assets under management, fixed fees
Form ADV Item 11 disclosures
None reported
Latest Form ADV filing
April 29, 2026
SEC record
Investment Adviser Public Disclosure

Clients

Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.

Client typeClientsAUM
Pension and profit sharing plans15$1.20 billion
High net worth individuals15$66.9 million
Individuals (other than high net worth individuals)9$13.5 million

AUM in the SEC's monthly files

Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.

First in the file ofAUMForm ADV filed
April 1, 2026$1.28 billionMarch 31, 2026
December 1, 2025$1.11 billionSeptember 16, 2025

Other advisers in California

AdviserCityAUMPrivate fundsSource
Vivo Capital, LLCPalo Alto$6.10 billion16adviserinfo.sec.gov
Snyder Capital Management LPSan Francisco$6.09 billion2adviserinfo.sec.gov
KCM Investment AdvisorsGreenbrae$6.02 billionNot listedadviserinfo.sec.gov
Capital Research & Consulting LLCPasadena$5.99 billionNot listedadviserinfo.sec.gov
Parallax Volatility Advisers, L.P.San Francisco$5.98 billion1adviserinfo.sec.gov

Also on SpecStream

Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.