Data / Investment advisers / Maine / Maine Advisory Associates
Maine Advisory Associates, Falmouth, ME: $117 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Maine Advisory Associates is an SEC registered investment adviser with its main office in Falmouth, Maine and reports $117 million in regulatory assets under management in its Form ADV filed September 23, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Maine Advisory Associates (CRD number 311679): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 311679
- SEC file number
- 801-136260
- SEC status
- Approved, effective May 14, 2026
- Legal name
- Volk Financial LLC
- Main office
- 358 U.S. Route 1 Suite 101, Falmouth, ME 04105
- Phone
- (207) 778-2250
- Website
- maineadvisory.com
- Regulatory AUM
- $116,549,001 in the Form ADV filed September 23, 2026
- Discretionary AUM
- $114,225,226
- Non discretionary AUM
- $2,323,775
- Accounts
- 529
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 33 | $65.3 million |
| Individuals (other than high net worth individuals) | 143 | $50.1 million |
| Charitable organizations | Fewer than 5 | $1.2 million |
Other advisers in Maine
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Maiden Cove Capital | Yarmouth | $153.7 million | Not listed | adviserinfo.sec.gov |
| Blue Point Financial, Inc. | Scarborough | $152.7 million | Not listed | adviserinfo.sec.gov |
| Eagle Financial Strategies | Bangor | $146 million | Not listed | adviserinfo.sec.gov |
| Gibson Financial Solutions, Inc. | Ellsworth | $133.7 million | Not listed | adviserinfo.sec.gov |
| Wright Cove Capital | Portland | $120.7 million | Not listed | adviserinfo.sec.gov |
| Oldfield Wealth Partners | Bangor | $110 million | Not listed | adviserinfo.sec.gov |
| Guidance Point Retirement Services, LLC | Portland | $85.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Maine
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Maine Advisory Associates on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.