Data / Investment advisers / Maine / Guidance Point Retirement Services, LLC
Guidance Point Retirement Services, LLC, Portland, ME: $85.4 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Guidance Point Retirement Services, LLC is an SEC registered investment adviser with its main office in Portland, Maine and reports $85.4 million in regulatory assets under management in its Form ADV filed September 17, 2026. Its clients include charitable organizations, corporations and other businesses and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Guidance Point Retirement Services, LLC (CRD number 161000): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 161000
- SEC file number
- 801-73184
- SEC status
- Approved, effective February 22, 2012
- Main office
- 136 Commercial Street Suite 301, Portland, ME 04101
- Phone
- (207) 358-3099
- Regulatory AUM
- $85,367,649 in the Form ADV filed September 17, 2026
- Discretionary AUM
- $85,367,649
- Accounts
- 8
- Employees
- 8, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Charitable organizations | 2 | $52.1 million |
| Corporations or other businesses | 3 | $27.3 million |
| Pension and profit sharing plans | 2 | $6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| October 2, 2026 | $85.4 million | September 17, 2026 |
| March 2, 2026 | $88.2 million | February 18, 2026 |
| December 1, 2025 | $62.9 million | March 25, 2025 |
Other advisers in Portland
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Aries Wealth Management, LLC | Portland | $658.6 million | Not listed | adviserinfo.sec.gov |
| Bigelow Investment Advisors, LLC | Portland | $555.2 million | Not listed | adviserinfo.sec.gov |
| Penobscot Financial Advisors | Portland | $544.5 million | Not listed | adviserinfo.sec.gov |
| Clark & Stuart Inc | Portland | $195.6 million | Not listed | adviserinfo.sec.gov |
| Wright Cove Capital | Portland | $120.7 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Portland, ME
- Investment advisers in Maine
- Advisers with $50 million to $100 million in AUM
- Advisers serving charitable organizations
- Advisers serving corporations and other businesses
- Guidance Point Retirement Services, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.