Data / Investment advisers / Texas / Live Oak Wealth Advisory Group, LLC
Live Oak Wealth Advisory Group, LLC, Houston, TX: $155 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Live Oak Wealth Advisory Group, LLC is an SEC registered investment adviser with its main office in Houston, Texas and reports $155 million in regulatory assets under management in its Form ADV filed September 25, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Live Oak Wealth Advisory Group, LLC (CRD number 154962): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 154962
- SEC file number
- 801-122404
- SEC status
- Approved, effective September 27, 2021
- Main office
- 3730 Kirby Drive Suite 1200, Houston, TX 77030
- Phone
- (281) 822-9200
- Regulatory AUM
- $155,482,308 in the Form ADV filed September 25, 2026
- Discretionary AUM
- $155,482,308
- Accounts
- 293
- Employees
- 5, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 25, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 32 | $135.2 million |
| Individuals (other than high net worth individuals) | 66 | $20.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $155.5 million | March 27, 2026 |
| December 1, 2025 | $143 million | March 14, 2025 |
Other advisers in Houston
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Red Swan Private Client | Houston | $165.3 million | Not listed | adviserinfo.sec.gov |
| Perea Capital | Houston | $164.2 million | 1 | adviserinfo.sec.gov |
| Encore Global Management LP | Houston | $160.2 million | 1 | adviserinfo.sec.gov |
| Murray Investment Management, LLC | Houston | $159.1 million | Not listed | adviserinfo.sec.gov |
| Sallyport | Houston | $156.7 million | 1 | adviserinfo.sec.gov |
| Tectonic Capital Advisors, LLC | Houston | $154.4 million | Not listed | adviserinfo.sec.gov |
| Stavis Wealth Transfer Solutions | Houston | $148.1 million | Not listed | adviserinfo.sec.gov |
| CSL Capital Management, L.P. | Houston | $144.8 million | 7 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Houston, TX
- Investment advisers in Texas
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Live Oak Wealth Advisory Group, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.