Data / Investment advisers / Texas / Red Swan Private Client
Red Swan Private Client, Houston, TX: $165 million AUM, SEC registered investment adviser
Red Swan Private Client is an SEC registered investment adviser with its main office in Houston, Texas and reports $165 million in regulatory assets under management in its Form ADV filed October 13, 2026. Its clients include corporations and other businesses. It is paid through a percentage of assets under management and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 307278
- SEC file number
- 801-118188
- SEC status
- Approved, effective March 9, 2020
- Legal name
- Redswan PC, Inc
- Main office
- 2444 Times Blvd Suite 200, Houston, TX 77005
- Phone
- (713) 360-7928
- Regulatory AUM
- $165,260,000 in the Form ADV filed October 13, 2026
- Non discretionary AUM
- $165,260,000
- Accounts
- 7
- Employees
- 8, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, other fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | 7 | $165.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $165.3 million | February 17, 2026 |
| December 1, 2025 | $2.44 billion | May 12, 2025 |
Other advisers in Houston
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Strategic Advisory Services, L.L.C. | Houston | $184.9 million | Not listed | adviserinfo.sec.gov |
| Quantor Capital LLC | Houston | $176.4 million | 2 | adviserinfo.sec.gov |
| Viaquest Advisors LLC | Houston | $174.4 million | Not listed | adviserinfo.sec.gov |
| Jaykay Wealth Advisors, Inc. | Houston | $173.8 million | Not listed | adviserinfo.sec.gov |
| Skybound Wealth USA | Houston | $166.5 million | Not listed | adviserinfo.sec.gov |
| Perea Capital | Houston | $164.2 million | 1 | adviserinfo.sec.gov |
| Encore Global Management LP | Houston | $160.2 million | 1 | adviserinfo.sec.gov |
| Murray Investment Management, LLC | Houston | $159.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Houston, TX
- Investment advisers in Texas
- Advisers with $100 million to $500 million in AUM
- Advisers serving corporations and other businesses
- Red Swan Private Client on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.