Data / Investment advisers / Oregon / Littlejohn Financial Services Inc
Littlejohn Financial Services Inc, Roseburg, OR: $171 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Littlejohn Financial Services Inc is an SEC registered investment adviser with its main office in Roseburg, Oregon and reports $171 million in regulatory assets under management in its Form ADV filed February 19, 2026. Its clients include individuals, high net worth individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 155113
- SEC file number
- 801-120952
- SEC status
- Approved, effective April 26, 2021
- Legal name
- Littlejohn Financial Services, Inc
- Main office
- 2000 West Harvard Avenue Suite 100, Roseburg, OR 97471
- Phone
- (541) 375-0898
- Regulatory AUM
- $171,257,236 in the Form ADV filed February 19, 2026
- Discretionary AUM
- $171,257,236
- Accounts
- 1,236
- Employees
- 8, of which 4 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: civil court actions
- Latest Form ADV filing
- February 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 516 | $100 million |
| High net worth individuals | 39 | $63.4 million |
| Charitable organizations | 5 | $4.3 million |
| Pension and profit sharing plans | Fewer than 5 | $3.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $171.3 million | February 19, 2026 |
| December 1, 2025 | $157.1 million | October 28, 2025 |
Other advisers in Oregon
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Highroad Wealth Advisors, LLC | Coos Bay | $188.5 million | Not listed | adviserinfo.sec.gov |
| Crown Point Wealth Advisors | Hood River | $185.5 million | Not listed | adviserinfo.sec.gov |
| Stonepine Capital Management, LLC | Bend | $181 million | 1 | adviserinfo.sec.gov |
| SMB Financial Services, Inc. | Portland | $177.8 million | Not listed | adviserinfo.sec.gov |
| Price Financial Group Wealth Management, Inc. | Portland | $173.5 million | Not listed | adviserinfo.sec.gov |
| North Forty Two & Co. | Lake Oswego | $167.9 million | Not listed | adviserinfo.sec.gov |
| J.P. Capital Management, Inc. | Eugene | $166.6 million | Not listed | adviserinfo.sec.gov |
| Strada Financial Group LLC | Boring | $159.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Oregon
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Littlejohn Financial Services Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.