Data / Investment advisers / Oregon / SMB Financial Services, Inc.
SMB Financial Services, Inc., Portland, OR: $178 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
SMB Financial Services, Inc. is an SEC registered investment adviser with its main office in Portland, Oregon and reports $178 million in regulatory assets under management in its Form ADV filed February 26, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management and hourly charges.
The request: Watch SMB Financial Services, Inc. (CRD number 154216): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 154216
- SEC file number
- 801-116704
- SEC status
- Approved, effective May 29, 2019
- Main office
- 11535 SW 67th Ave, Portland, OR 97223
- Phone
- (503) 387-3222
- Regulatory AUM
- $177,799,486 in the Form ADV filed February 26, 2026
- Discretionary AUM
- $177,799,486
- Accounts
- 762
- Employees
- 5, of which 5 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 55 | $100.8 million |
| Individuals (other than high net worth individuals) | 381 | $70.1 million |
| Corporations or other businesses | 8 | $6.9 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $177.8 million | February 26, 2026 |
| December 1, 2025 | $160.3 million | March 26, 2025 |
Other advisers in Portland
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Continuity Wealth Management, Corp. | Portland | $214.3 million | Not listed | adviserinfo.sec.gov |
| Financial Investment Team ("Fit") | Portland | $209.1 million | Not listed | adviserinfo.sec.gov |
| Sortis Fund Manager, LLC | Portland | $202 million | 4 | adviserinfo.sec.gov |
| Inman Financial Services, Inc. | Portland | $197.5 million | Not listed | adviserinfo.sec.gov |
| CLS Financial Advisors, Inc. | Portland | $192 million | Not listed | adviserinfo.sec.gov |
| Price Financial Group Wealth Management, Inc. | Portland | $173.5 million | Not listed | adviserinfo.sec.gov |
| Skyline Financial Northwest | Portland | $148.3 million | Not listed | adviserinfo.sec.gov |
| Tradewinds Wealth Management | Portland | $135.1 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Portland, OR
- Investment advisers in Oregon
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- SMB Financial Services, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.