Data / Investment advisers / Mississippi / Lee-Way Financial Services, Inc
Lee-Way Financial Services, Inc, Hattiesburg, MS: $132 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Lee-Way Financial Services, Inc is an SEC registered investment adviser with its main office in Hattiesburg, Mississippi and reports $132 million in regulatory assets under management in its Form ADV filed March 5, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management.
The request: Watch Lee-Way Financial Services, Inc (CRD number 113983): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 113983
- SEC file number
- 801-135765
- SEC status
- Approved, effective April 6, 2026
- Main office
- 1711 South 28th Avenue, Hattiesburg, MS 39402
- Phone
- (917) 952-4262
- Website
- leewayfinancial.com
- Regulatory AUM
- $132,100,000 in the Form ADV filed March 5, 2026
- Discretionary AUM
- $132,100,000
- Accounts
- 215
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 46 | $108.5 million |
| Individuals (other than high net worth individuals) | 57 | $17.5 million |
| Charitable organizations | 4 | $5.9 million |
| Corporations or other businesses | 1 | $200,000 |
Other advisers in Mississippi
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sound Financial Strategies Group, LLC | Madison | $217.7 million | Not listed | adviserinfo.sec.gov |
| Trueline Wealth Group, LLC | Hattiesburg | $170.1 million | Not listed | adviserinfo.sec.gov |
| Davenport Watts & Drake Investment Advisors, LLC | Ridgeland | $157.1 million | Not listed | adviserinfo.sec.gov |
| Renaissance Advisors | Ridgeland | $147.5 million | Not listed | adviserinfo.sec.gov |
| Fruge' Capital Advisors, LLC (Formerly Oxford Investment Adv) | Oxford | $141.2 million | Not listed | adviserinfo.sec.gov |
| Gainspoletti Wealth Planners | Cleveland | $127 million | Not listed | adviserinfo.sec.gov |
| Haire Wealth Management, Inc. | Tupelo | $102 million | Not listed | adviserinfo.sec.gov |
| Newsong Capital Management, Inc. | Hattiesburg | $100.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Mississippi
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Lee-Way Financial Services, Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.