Data / Investment advisers / Wisconsin / KCD Financial, Inc.
KCD Financial, Inc., Green Bay, WI: $202 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
KCD Financial, Inc. is an SEC registered investment adviser with its main office in Green Bay, Wisconsin and reports $202 million in regulatory assets under management in its Form ADV filed October 23, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch KCD Financial, Inc. (CRD number 127473): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 127473
- SEC file number
- 801-110069
- SEC status
- Approved, effective March 16, 2017
- Main office
- 3061 Allied Street Suite B, Green Bay, WI 54304
- Phone
- (920) 347-3400
- Website
- kcdfinancial.com
- Regulatory AUM
- $202,092,404 in the Form ADV filed October 23, 2026
- Discretionary AUM
- $202,092,404
- Accounts
- 1,259
- Employees
- 29, of which 27 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, other fees
- Other offices
- 17
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions, self-regulatory organization actions, other Item 11 matters
- Latest Form ADV filing
- October 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 1,235 | $138.1 million |
| High net worth individuals | 22 | $64 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $202.1 million | March 9, 2026 |
| December 1, 2025 | $182.6 million | October 1, 2025 |
Other advisers in Wisconsin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Retirement Wealth Solutions LLC | Marshfield | $227 million | Not listed | adviserinfo.sec.gov |
| Denali Wealth Management, Inc. | Mequon | $226.1 million | Not listed | adviserinfo.sec.gov |
| Global Value Investment Corporation | Milwaukee | $225.6 million | 1 | adviserinfo.sec.gov |
| Cornerstone Financial Group | Appleton | $220.2 million | Not listed | adviserinfo.sec.gov |
| Financial Service Group Inc | Mount Pleasant | $215 million | Not listed | adviserinfo.sec.gov |
| Calculated Wealth | Madison | $200.8 million | Not listed | adviserinfo.sec.gov |
| Paladin Partners | Hartland | $198.5 million | Not listed | adviserinfo.sec.gov |
| Entasis Asset Management LLC | Brookfield | $197.9 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wisconsin
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- KCD Financial, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.