Data / Investment advisers / California / Jaffe Asset Management LLC
Jaffe Asset Management LLC, Beverly Hills, CA: $116 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Jaffe Asset Management LLC is an SEC registered investment adviser with its main office in Beverly Hills, California and reports $116 million in regulatory assets under management in its Form ADV filed October 22, 2026. Its clients include high net worth individuals, pension and profit sharing plans and corporations and other businesses. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 108082
- SEC file number
- 801-136067
- SEC status
- Approved, effective April 29, 2026
- Main office
- 9454 Wilshire Blvd Ste M-1, Beverly Hills, CA 90212
- Phone
- (310) 858-0700
- Regulatory AUM
- $116,219,162 in the Form ADV filed October 22, 2026
- Discretionary AUM
- $116,219,162
- Accounts
- 149
- Employees
- 2, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 22, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 39 | $93.8 million |
| Pension and profit sharing plans | Fewer than 5 | $8.4 million |
| Corporations or other businesses | Fewer than 5 | $7.1 million |
| Individuals (other than high net worth individuals) | 19 | $5.9 million |
| Charitable organizations | Fewer than 5 | $1.1 million |
Other advisers in Beverly Hills
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Galliott Capital Advisors, LLC | Beverly Hills | $249 million | 5 | adviserinfo.sec.gov |
| Great Gable Wealth Management, LLC | Beverly Hills | $220.5 million | Not listed | adviserinfo.sec.gov |
| Eliot Finkel Investment Counsel, LLC | Beverly Hills | $187 million | Not listed | adviserinfo.sec.gov |
| Tryperion Manager LLC | Beverly Hills | $184 million | 1 | adviserinfo.sec.gov |
| Lewis Capital Management | Beverly Hills | $180.2 million | Not listed | adviserinfo.sec.gov |
| Group 11 | Beverly Hills | Not listed | 23 | adviserinfo.sec.gov |
| Kairos Venture Investments, LLC | Beverly Hills | Not listed | 19 | adviserinfo.sec.gov |
| Uta Ventures Capital Partners Investment Manager LLC | Beverly Hills | Not listed | 5 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Beverly Hills, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pension and profit sharing plans
- Jaffe Asset Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.