Data / Investment advisers / California / Eliot Finkel Investment Counsel, LLC
Eliot Finkel Investment Counsel, LLC, Beverly Hills, CA: $187 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Eliot Finkel Investment Counsel, LLC is an SEC registered investment adviser with its main office in Beverly Hills, California and reports $187 million in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management.
The request: Watch Eliot Finkel Investment Counsel, LLC (CRD number 104695): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 104695
- SEC file number
- 801-10139
- SEC status
- Approved, effective August 28, 1974
- Main office
- 9401 Wilshire Boulevard Suite 830, Beverly Hills, CA 90212
- Phone
- (310) 271-2521
- Website
- efinvest.com
- Regulatory AUM
- $186,985,425 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $186,985,425
- Accounts
- 174
- Employees
- 3, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 38 | $163 million |
| Individuals (other than high net worth individuals) | 33 | $17.7 million |
| Pension and profit sharing plans | 2 | $6.2 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $187 million | March 30, 2026 |
| December 1, 2025 | $183.7 million | March 18, 2025 |
Other advisers in Beverly Hills
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Gordonmd Global Investments LP | Beverly Hills | $322.3 million | 4 | adviserinfo.sec.gov |
| The Gores Group, LLC | Beverly Hills | $287.2 million | 2 | adviserinfo.sec.gov |
| Tiller Partners, LLC | Beverly Hills | $261.5 million | Not listed | adviserinfo.sec.gov |
| Galliott Capital Advisors, LLC | Beverly Hills | $249 million | 5 | adviserinfo.sec.gov |
| Great Gable Wealth Management, LLC | Beverly Hills | $220.5 million | Not listed | adviserinfo.sec.gov |
| Tryperion Manager LLC | Beverly Hills | $184 million | 1 | adviserinfo.sec.gov |
| Lewis Capital Management | Beverly Hills | $180.2 million | Not listed | adviserinfo.sec.gov |
| Jaffe Asset Management LLC | Beverly Hills | $116.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Beverly Hills, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Eliot Finkel Investment Counsel, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.