Data / Investment advisers / Maryland / Hwa Financial Group
Hwa Financial Group, Ellicott City, MD: $295 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Hwa Financial Group is an SEC registered investment adviser with its main office in Ellicott City, Maryland and reports $295 million in regulatory assets under management in its Form ADV filed March 23, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Hwa Financial Group (CRD number 120745): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 120745
- SEC file number
- 801-113612
- SEC status
- Approved, effective July 20, 2018
- Legal name
- Huber, Weakland & Associates, Inc.
- Main office
- 3448 Ellicott Center Drive, Suite 101, Ellicott City, MD 21043
- Phone
- (410) 696-4025
- Regulatory AUM
- $295,313,734 in the Form ADV filed March 23, 2026
- Discretionary AUM
- $267,113,334
- Non discretionary AUM
- $28,200,400
- Accounts
- 577
- Employees
- 4, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 62 | $229.2 million |
| Individuals (other than high net worth individuals) | 105 | $37.6 million |
| Charitable organizations | 2 | $26.6 million |
| Corporations or other businesses | 4 | $1.5 million |
| Pension and profit sharing plans | 1 | $490,285 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $295.3 million | March 23, 2026 |
| December 1, 2025 | $255.9 million | April 16, 2025 |
Other advisers in Maryland
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Caro Investors | Chevy Chase | $316.7 million | 1 | adviserinfo.sec.gov |
| Ferguson-Johnson Wealth Management, Inc. | Rockville | $316.4 million | Not listed | adviserinfo.sec.gov |
| Chesapeake Financial Advisors | Towson | $310.1 million | Not listed | adviserinfo.sec.gov |
| Broad Reach Retail Partners LLC | Millersville | $309 million | 29 | adviserinfo.sec.gov |
| Hergenroeder Financial Advisors, Inc. | Timonium | $304.5 million | Not listed | adviserinfo.sec.gov |
| The Ellerson Group Inc | Annapolis | $291.2 million | Not listed | adviserinfo.sec.gov |
| Tritonpoint Partners, LLC | Chevy Chase | $286.5 million | Not listed | adviserinfo.sec.gov |
| Shaker Financial Services | Annapolis | $286.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Maryland
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Hwa Financial Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.