Data / Investment advisers / New Jersey / Garden State Retirement Specialists, LLC
Garden State Retirement Specialists, LLC, Red Bank, NJ: $109 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Garden State Retirement Specialists, LLC is an SEC registered investment adviser with its main office in Red Bank, New Jersey and reports $109 million in regulatory assets under management in its Form ADV filed October 28, 2026. Its clients include high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Garden State Retirement Specialists, LLC (CRD number 128414): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 128414
- SEC file number
- 801-134796
- SEC status
- Approved, effective November 19, 2025
- Main office
- 27 West Street, Suite 16 Wall Street Corporate Center, Red Bank, NJ 07701
- Phone
- (732) 936-9641
- Website
- retirementspecialistnj.com
- Regulatory AUM
- $109,308,243 in the Form ADV filed October 28, 2026
- Discretionary AUM
- $86,397,800
- Non discretionary AUM
- $22,910,443
- Accounts
- 250
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 28, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 63 | $75.9 million |
| Individuals (other than high net worth individuals) | 89 | $33.4 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $109.3 million | February 16, 2026 |
| December 1, 2025 | $103.6 million | October 21, 2025 |
Other advisers in Red Bank
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Alexander Capital Wealth Management LLC | Red Bank | $238.1 million | Not listed | adviserinfo.sec.gov |
| Zynergy Retirement Planning | Red Bank | $173 million | Not listed | adviserinfo.sec.gov |
| RDM Capital Associates Inc | Red Bank | $164.5 million | Not listed | adviserinfo.sec.gov |
| Stembrook Asset Management, LLC | Red Bank | $147.5 million | Not listed | adviserinfo.sec.gov |
| Millington Securities, LLC | Red Bank | $140.5 million | Not listed | adviserinfo.sec.gov |
| Network 1 Financial Fund Advisors, LLC | Red Bank | Not listed | 24 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Red Bank, NJ
- Investment advisers in New Jersey
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Garden State Retirement Specialists, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.