Data / Investment advisers / New Jersey / Millington Securities, LLC
Millington Securities, LLC, Red Bank, NJ: $141 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Millington Securities, LLC is an SEC registered investment adviser with its main office in Red Bank, New Jersey and reports $141 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include investment companies. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 147298
- SEC file number
- 801-71128
- SEC status
- Approved, effective February 26, 2010
- Main office
- 331 Newman Springs Road Suite 143, Red Bank, NJ 07701
- Phone
- (732) 842-4920
- Regulatory AUM
- $140,511,839 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $140,511,839
- Accounts
- 1
- Employees
- 6, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $140.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $140.5 million | March 31, 2026 |
| December 1, 2025 | $168.8 million | May 30, 2025 |
Other advisers in Red Bank
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Delta Capital Management LLC | Red Bank | $240.2 million | Not listed | adviserinfo.sec.gov |
| Alexander Capital Wealth Management LLC | Red Bank | $238.1 million | Not listed | adviserinfo.sec.gov |
| Zynergy Retirement Planning | Red Bank | $173 million | Not listed | adviserinfo.sec.gov |
| RDM Capital Associates Inc | Red Bank | $164.5 million | Not listed | adviserinfo.sec.gov |
| Stembrook Asset Management, LLC | Red Bank | $147.5 million | Not listed | adviserinfo.sec.gov |
| Garden State Retirement Specialists, LLC | Red Bank | $109.3 million | Not listed | adviserinfo.sec.gov |
| Network 1 Financial Fund Advisors, LLC | Red Bank | Not listed | 24 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Red Bank, NJ
- Investment advisers in New Jersey
- Advisers with $100 million to $500 million in AUM
- Advisers serving investment companies
- Millington Securities, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.