Data / Investment advisers / Puerto Rico / Gamma Asset Management LLC
Gamma Asset Management LLC, San Juan, PR: $425 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Gamma Asset Management LLC is an SEC registered investment adviser with its main office in San Juan, Puerto Rico and reports $425 million in regulatory assets under management in its Form ADV filed September 17, 2026. Its clients include corporations and other businesses, pooled investment vehicles and high net worth individuals. It is paid through a percentage of assets under management.
The request: Watch Gamma Asset Management LLC (CRD number 300050): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 300050
- SEC file number
- 801-129754
- SEC status
- Approved, effective March 27, 2024
- Main office
- Edificio Ochoa 500 Calle de LA Tanca Suite 305, San Juan, PR 00901
- Phone
- (787) 957-3260
- Website
- gammaam.com
- Regulatory AUM
- $424,799,105 in the Form ADV filed September 17, 2026
- Discretionary AUM
- $417,461,492
- Non discretionary AUM
- $7,337,613
- Accounts
- 108
- Employees
- 13, of which 8 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- September 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Corporations or other businesses | 39 | $339.6 million |
| Pooled investment vehicles | 1 | $36.4 million |
| High net worth individuals | 12 | $29.1 million |
| Individuals (other than high net worth individuals) | 51 | $18.6 million |
| Banking or thrift institutions | Fewer than 5 | $981,657 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $424.8 million | February 24, 2026 |
| December 1, 2025 | $269.2 million | March 14, 2025 |
Other advisers in San Juan
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Aton Financial LLC | San Juan | $600.9 million | 5 | adviserinfo.sec.gov |
| Celeres Capital Advisors, LLC | San Juan | $534.8 million | Not listed | adviserinfo.sec.gov |
| Consultiva Wealth Management, Corp. | San Juan | $532.7 million | Not listed | adviserinfo.sec.gov |
| TC Latin America Partners LLC | San Juan | $529.7 million | 7 | adviserinfo.sec.gov |
| Alphacentric Advisors LLC | San Juan | $433.1 million | Not listed | adviserinfo.sec.gov |
| Oriental Financial Services LLC | San Juan | $419.6 million | Not listed | adviserinfo.sec.gov |
| Thomas Wright Asset Management, Inc. | San Juan | $341.3 million | Not listed | adviserinfo.sec.gov |
| Oriental Trust | San Juan | $322.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Juan, PR
- Investment advisers in Puerto Rico
- Advisers with $100 million to $500 million in AUM
- Advisers serving corporations and other businesses
- Advisers serving pooled investment vehicles
- Gamma Asset Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.