Data / Investment advisers / Puerto Rico / Oriental Trust
Oriental Trust, San Juan, PR: $323 million AUM, SEC registered investment adviser
Oriental Trust is an SEC registered investment adviser with its main office in San Juan, Puerto Rico and reports $323 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include investment companies. It is paid through a percentage of assets under management.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 312982
- SEC file number
- 801-121169
- SEC status
- Approved, effective May 10, 2021
- Legal name
- Oriental Bank
- Main office
- Oriental Center, 10th Floor, 254 Munoz Rivera Ave., San Juan, PR 00918
- Phone
- (787) 771-6800
- Website
- dgiinvest.com
- Regulatory AUM
- $322,613,665 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $322,613,665
- Accounts
- 2
- Employees
- 9, of which 1 give investment advice
- Form of organization
- Sid of Oriental Bank, a Bank
- Paid through
- a percentage of assets under management
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 2 | $322.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $322.6 million | March 27, 2026 |
| December 1, 2025 | $311.2 million | October 28, 2025 |
Other advisers in San Juan
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| TC Latin America Partners LLC | San Juan | $529.7 million | 7 | adviserinfo.sec.gov |
| Alphacentric Advisors LLC | San Juan | $433.1 million | Not listed | adviserinfo.sec.gov |
| Gamma Asset Management LLC | San Juan | $424.8 million | Not listed | adviserinfo.sec.gov |
| Oriental Financial Services LLC | San Juan | $419.6 million | Not listed | adviserinfo.sec.gov |
| Thomas Wright Asset Management, Inc. | San Juan | $341.3 million | Not listed | adviserinfo.sec.gov |
| Chapel Bridge Wealth Advisors | San Juan | $273.6 million | 1 | adviserinfo.sec.gov |
| VRM Penzini Capital L.L.C. | San Juan | $269.2 million | 12 | adviserinfo.sec.gov |
| Fairview Asset Management LLC | San Juan | $256 million | 10 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Juan, PR
- Investment advisers in Puerto Rico
- Advisers with $100 million to $500 million in AUM
- Advisers serving investment companies
- Oriental Trust on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.