Data / Investment advisers / Arkansas / First Security Investment Management, Inc.
First Security Investment Management, Inc., Little Rock, AR: $248 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
First Security Investment Management, Inc. is an SEC registered investment adviser with its main office in Little Rock, Arkansas and reports $248 million in regulatory assets under management in its Form ADV filed October 20, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch First Security Investment Management, Inc. (CRD number 108350): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 108350
- SEC file number
- 801-126707
- SEC status
- Approved, effective October 11, 2022
- Main office
- 4007 N. Rodney Parham Road, Little Rock, AR 72212
- Phone
- (501) 227-7400
- Website
- fmioffice.com
- Regulatory AUM
- $247,788,067 in the Form ADV filed October 20, 2026
- Discretionary AUM
- $246,964,096
- Non discretionary AUM
- $823,971
- Accounts
- 400
- Employees
- 8, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 20, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 36 | $111.2 million |
| High net worth individuals | 26 | $61.5 million |
| Individuals (other than high net worth individuals) | 120 | $38.7 million |
| Charitable organizations | 8 | $27.1 million |
| Corporations or other businesses | 5 | $9.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| November 2, 2026 | $247.8 million | October 20, 2026 |
| April 1, 2026 | $224.5 million | March 30, 2026 |
| December 1, 2025 | $181.2 million | November 11, 2025 |
Other advisers in Little Rock
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Applied Capital LLC | Little Rock | $357.5 million | Not listed | adviserinfo.sec.gov |
| Gutierrez Wealth Advisory, LLC | Little Rock | $329.3 million | Not listed | adviserinfo.sec.gov |
| Clientfirst Wealth Management, LLC | Little Rock | $302.8 million | Not listed | adviserinfo.sec.gov |
| Mendel Capital Management, LLC | Little Rock | $272.3 million | Not listed | adviserinfo.sec.gov |
| Forest Hill Capital, LLC | Little Rock | $248.8 million | 1 | adviserinfo.sec.gov |
| The Circumference Group LLC | Little Rock | $239.6 million | 4 | adviserinfo.sec.gov |
| Ipsen Advisor Group | Little Rock | $236.1 million | Not listed | adviserinfo.sec.gov |
| Millennium Capital Advisors, LLC | Little Rock | $232.2 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Little Rock, AR
- Investment advisers in Arkansas
- Advisers with $100 million to $500 million in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- First Security Investment Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.