Data / Investment advisers / Arkansas / Gutierrez Wealth Advisory, LLC
Gutierrez Wealth Advisory, LLC, Little Rock, AR: $329 million AUM, SEC registered investment adviser
Gutierrez Wealth Advisory, LLC is an SEC registered investment adviser with its main office in Little Rock, Arkansas and reports $329 million in regulatory assets under management in its Form ADV filed October 21, 2026. Its clients include high net worth individuals, individuals and insurance companies. It is paid through a percentage of assets under management and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 319481
- SEC file number
- 801-126693
- SEC status
- Approved, effective October 3, 2022
- Main office
- 10801 Executive Center Dr. Ste. 103, Little Rock, AR 72211
- Phone
- (501) 451-6900
- Regulatory AUM
- $329,326,452 in the Form ADV filed October 21, 2026
- Discretionary AUM
- $323,288,700
- Non discretionary AUM
- $6,037,752
- Accounts
- 510
- Employees
- 4, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 21, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 68 | $285.8 million |
| Individuals (other than high net worth individuals) | 64 | $30.2 million |
| Insurance companies | 1 | $4 million |
| Charitable organizations | 2 | $828,985 |
| Corporations or other businesses | 3 | $312,130 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $329.3 million | March 13, 2026 |
| December 1, 2025 | $280.3 million | November 11, 2025 |
Other advisers in Little Rock
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Meridian Investment Advisors | Little Rock | $861.6 million | Not listed | adviserinfo.sec.gov |
| Gilliland Jeter Wealth Management, LLC | Little Rock | $569.1 million | Not listed | adviserinfo.sec.gov |
| Ifrah Financial Services, Inc. | Little Rock | $489.1 million | Not listed | adviserinfo.sec.gov |
| Horrell Capital Management, Inc. | Little Rock | $435.1 million | Not listed | adviserinfo.sec.gov |
| Applied Capital LLC | Little Rock | $357.5 million | Not listed | adviserinfo.sec.gov |
| Clientfirst Wealth Management, LLC | Little Rock | $302.8 million | Not listed | adviserinfo.sec.gov |
| Mendel Capital Management, LLC | Little Rock | $272.3 million | Not listed | adviserinfo.sec.gov |
| Forest Hill Capital, LLC | Little Rock | $248.8 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Little Rock, AR
- Investment advisers in Arkansas
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Gutierrez Wealth Advisory, LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.