Data / Investment advisers / Colorado / Financial Mountain Inc
Financial Mountain Inc, Boulder, CO: $111 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Financial Mountain Inc is an SEC registered investment adviser with its main office in Boulder, Colorado and reports $111 million in regulatory assets under management in its Form ADV filed December 22, 2025. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Financial Mountain Inc (CRD number 108489): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 108489
- SEC file number
- 801-135216
- SEC status
- Approved, effective January 22, 2026
- Main office
- 1035 Pearl Street Suite 414, Boulder, CO 80302
- Phone
- (303) 351-1517
- Regulatory AUM
- $111,337,000 in the Form ADV filed December 22, 2025
- Discretionary AUM
- $111,337,000
- Accounts
- 449
- Employees
- 2, of which 2 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- December 22, 2025
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 90 | $77 million |
| High net worth individuals | 37 | $34.3 million |
Other advisers in Boulder
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Cornerstone Investment Advisors, LLC | Boulder | $180.8 million | Not listed | adviserinfo.sec.gov |
| Silverpeak Wealth Advisors | Boulder | $177.4 million | Not listed | adviserinfo.sec.gov |
| Quish | Boulder | $154.2 million | 1 | adviserinfo.sec.gov |
| Outbound Financial | Boulder | $151.2 million | Not listed | adviserinfo.sec.gov |
| Snowball Wealth Management | Boulder | $139.3 million | Not listed | adviserinfo.sec.gov |
| Unifi Ventures, LLC | Boulder | Not listed | 12 | adviserinfo.sec.gov |
| Boulder Ventures | Boulder | Not listed | 8 | adviserinfo.sec.gov |
| Loft Growth Partners | Boulder | Not listed | 8 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Boulder, CO
- Investment advisers in Colorado
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Financial Mountain Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.