Data / Investment advisers / California / Equanimity Financial Partners
Equanimity Financial Partners, Pasadena, CA: $234 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Equanimity Financial Partners is an SEC registered investment adviser with its main office in Pasadena, California and reports $234 million in regulatory assets under management in its Form ADV filed June 18, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Equanimity Financial Partners (CRD number 152050): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 152050
- SEC file number
- 801-70851
- SEC status
- Approved, effective December 15, 2009
- Legal name
- Hba Advisors, LLC
- Main office
- 100 Corson Street Suite 210, Pasadena, CA 91103
- Phone
- (626) 529-8347
- Website
- equanimityfinancial.com
- Regulatory AUM
- $234,310,000 in the Form ADV filed June 18, 2026
- Discretionary AUM
- $226,860,000
- Non discretionary AUM
- $7,450,000
- Accounts
- 665
- Employees
- 4, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions
- Latest Form ADV filing
- June 18, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 48 | $123.2 million |
| Individuals (other than high net worth individuals) | 610 | $96.6 million |
| Pension and profit sharing plans | 7 | $14.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| July 1, 2026 | $234.3 million | June 18, 2026 |
| December 1, 2025 | $166.8 million | April 30, 2025 |
Other advisers in Pasadena
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Arroyo Investment Group, LLC | Pasadena | $319.5 million | Not listed | adviserinfo.sec.gov |
| Trend Trade Pro, LLC | Pasadena | $298.3 million | Not listed | adviserinfo.sec.gov |
| CMR Capital Management, LLC | Pasadena | $275.1 million | 10 | adviserinfo.sec.gov |
| Round Hill Asset Management Inc | Pasadena | $271.3 million | 1 | adviserinfo.sec.gov |
| Fuller Investment Management Company | Pasadena | $264.5 million | 1 | adviserinfo.sec.gov |
| Foundry Financial LLC | Pasadena | $232.6 million | Not listed | adviserinfo.sec.gov |
| Dishmi Capital, LLC | Pasadena | $215.1 million | Not listed | adviserinfo.sec.gov |
| Torrey-Payne Wealth Management | Pasadena | $184.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pasadena, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Equanimity Financial Partners on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.