Data / Investment advisers / California / Fuller Investment Management Company
Fuller Investment Management Company, Pasadena, CA: $264 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Fuller Investment Management Company is an SEC registered investment adviser with its main office in Pasadena, California and reports $264 million in regulatory assets under management in its Form ADV filed February 19, 2026. Its clients include pooled investment vehicles, high net worth individuals and individuals. It is paid through a percentage of assets under management. It advises 1 private fund.
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- Registration
- SEC registered investment adviser
- CRD number
- 167467
- SEC file number
- 801-78317
- SEC status
- Approved, effective July 19, 2013
- Main office
- 135 North Oakland Avenue, Pasadena, CA 91182
- Phone
- (626) 765-8450
- Website
- fullerinvesting.com
- Regulatory AUM
- $264,464,740 in the Form ADV filed February 19, 2026
- Discretionary AUM
- $264,464,740
- Accounts
- 79
- Employees
- 9, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management
- Private funds
- 1: 1 other private fund
- Gross assets of private funds
- $189,198,118
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 19, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 1 | $189.2 million |
| High net worth individuals | 20 | $48.3 million |
| Individuals (other than high net worth individuals) | 49 | $16.7 million |
| Charitable organizations | 3 | $10.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $264.5 million | February 19, 2026 |
| December 1, 2025 | $230.3 million | March 24, 2025 |
Other advisers in Pasadena
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Guinness Atkinson Asset Management, Inc. | Pasadena | $344.4 million | Not listed | adviserinfo.sec.gov |
| Arroyo Investment Group, LLC | Pasadena | $319.5 million | Not listed | adviserinfo.sec.gov |
| Trend Trade Pro, LLC | Pasadena | $298.3 million | Not listed | adviserinfo.sec.gov |
| CMR Capital Management, LLC | Pasadena | $275.1 million | 10 | adviserinfo.sec.gov |
| Round Hill Asset Management Inc | Pasadena | $271.3 million | 1 | adviserinfo.sec.gov |
| Equanimity Financial Partners | Pasadena | $234.3 million | Not listed | adviserinfo.sec.gov |
| Foundry Financial LLC | Pasadena | $232.6 million | Not listed | adviserinfo.sec.gov |
| Dishmi Capital, LLC | Pasadena | $215.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Pasadena, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers serving high net worth individuals
- Advisers that manage private funds
- Fuller Investment Management Company on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.