Data / Investment advisers / Wisconsin / Ellenbecker Investment Group
Ellenbecker Investment Group, Waukesha, WI: $2.1 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Ellenbecker Investment Group is an SEC registered investment adviser with its main office in Waukesha, Wisconsin and reports $2.1 billion in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, fixed fees and other fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 173851
- SEC file number
- 801-80600
- SEC status
- Approved, effective December 2, 2014
- Legal name
- Ellenbecker Investment Group, Inc.
- Main office
- N21 W23350 Ridgeview Parkway, Waukesha, WI 53188
- Phone
- (262) 691-3200
- Website
- ellenbecker.com
- Regulatory AUM
- $2,062,688,555 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $2,060,724,084
- Non discretionary AUM
- $1,964,471
- Accounts
- 2,287
- Employees
- 51, of which 13 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees, other fees
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 684 | $1.54 billion |
| Individuals (other than high net worth individuals) | 1,593 | $513.6 million |
| Charitable organizations | 6 | $2.7 million |
| Corporations or other businesses | Fewer than 5 | $2.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.06 billion | March 27, 2026 |
| December 1, 2025 | $1.73 billion | March 25, 2025 |
Other advisers in Wisconsin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Kellogg Asset Management, LLC | Green Bay | $2.86 billion | Not listed | adviserinfo.sec.gov |
| Reinhart Partners, LLC | Mequon | $2.47 billion | Not listed | adviserinfo.sec.gov |
| Gateway Wealth Partners, LLC | Appleton | $2.28 billion | Not listed | adviserinfo.sec.gov |
| 1834 Investment Advisors Co. | Milwaukee | $2.20 billion | Not listed | adviserinfo.sec.gov |
| Operose Advisors LLC | Milwaukee | $2.06 billion | 3 | adviserinfo.sec.gov |
| Hammes Realty Advisors, LLC | Milwaukee | $2.02 billion | 5 | adviserinfo.sec.gov |
| Landaas & Company | Milwaukee | $1.93 billion | Not listed | adviserinfo.sec.gov |
| Heartland Advisors, Inc. | Milwaukee | $1.92 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wisconsin
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Ellenbecker Investment Group on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.