Data / Investment advisers / Michigan / CWS Financial Advisors LLC
CWS Financial Advisors LLC, Kalamazoo, MI: $1.3 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
CWS Financial Advisors LLC is an SEC registered investment adviser with its main office in Kalamazoo, Michigan and reports $1.3 billion in regulatory assets under management in its Form ADV filed July 24, 2026. Its clients include high net worth individuals, individuals and charitable organizations. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 297000
- SEC file number
- 801-113289
- SEC status
- Approved, effective May 23, 2018
- Main office
- 405 West Michigan Avenue Suite 110, Kalamazoo, MI 49007
- Phone
- (269) 349-4600
- Regulatory AUM
- $1,328,605,949 in the Form ADV filed July 24, 2026
- Discretionary AUM
- $1,323,116,220
- Non discretionary AUM
- $5,489,729
- Accounts
- 2,156
- Employees
- 12, of which 5 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 24, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 381 | $1.14 billion |
| Individuals (other than high net worth individuals) | 421 | $175.8 million |
| Charitable organizations | 5 | $14.1 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $1.33 billion | February 11, 2026 |
| December 1, 2025 | $1.20 billion | November 21, 2025 |
Other advisers in Michigan
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Spartan Wealth Management | Bingham Farms | $1.48 billion | Not listed | adviserinfo.sec.gov |
| Flexible Plan Investments LTD | Bloomfield Hills | $1.48 billion | Not listed | adviserinfo.sec.gov |
| Midwest Capital Advisors, LLC | Grand Rapids | $1.36 billion | Not listed | adviserinfo.sec.gov |
| Centennial Securities Company Inc | Grand Rapids | $1.34 billion | Not listed | adviserinfo.sec.gov |
| Fiduciary Financial Advisors | Grand Rapids | $1.33 billion | 2 | adviserinfo.sec.gov |
| Managed Asset Portfolios, LLC | Rochester | $1.27 billion | Not listed | adviserinfo.sec.gov |
| Jay a. Fishman, LTD | Troy | $1.25 billion | Not listed | adviserinfo.sec.gov |
| Columbia Asset Management, L.L.C. | Ann Arbor | $1.20 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Michigan
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- CWS Financial Advisors LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.