Data / Investment advisers / California / Copley Financial Group, Inc.
Copley Financial Group, Inc., San Diego, CA: $331 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Copley Financial Group, Inc. is an SEC registered investment adviser with its main office in San Diego, California and reports $331 million in regulatory assets under management in its Form ADV filed July 13, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management and other fees.
The request: Watch Copley Financial Group, Inc. (CRD number 283070): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 283070
- SEC file number
- 801-119967
- SEC status
- Approved, effective December 14, 2020
- Main office
- 5898 Copley Dr. Suite 101, San Diego, CA 92111
- Phone
- (619) 294-6008
- Regulatory AUM
- $331,175,167 in the Form ADV filed July 13, 2026
- Discretionary AUM
- $330,412,093
- Non discretionary AUM
- $763,074
- Accounts
- 2,690
- Employees
- 8, of which 7 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, other fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- Reported: other federal, state or foreign regulatory actions
- Latest Form ADV filing
- July 13, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 2,681 | $330.4 million |
| High net worth individuals | 9 | $763,074 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $331.2 million | April 30, 2026 |
| December 1, 2025 | $318.8 million | November 19, 2025 |
Other advisers in San Diego
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Torren Management, LLC | San Diego | $373.5 million | Not listed | adviserinfo.sec.gov |
| Pacific Wealth Management | San Diego | $371.9 million | Not listed | adviserinfo.sec.gov |
| Dean Roland Russell, LLC | San Diego | $351.2 million | Not listed | adviserinfo.sec.gov |
| Superior Planning Wealth Management & Family Office | San Diego | $349.6 million | Not listed | adviserinfo.sec.gov |
| Eiger Wealth Management, LLC | San Diego | $338.7 million | Not listed | adviserinfo.sec.gov |
| Wealth Analytics Partners, LLC | San Diego | $316 million | Not listed | adviserinfo.sec.gov |
| Define Financial, LLC | San Diego | $314.6 million | Not listed | adviserinfo.sec.gov |
| Kachkovsky & Fisher, Inc. | San Diego | $305.1 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in San Diego, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Copley Financial Group, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.