Data / Investment advisers / Wisconsin / Client First Investment Management LLC
Client First Investment Management LLC, West Bend, WI: $272 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Client First Investment Management LLC is an SEC registered investment adviser with its main office in West Bend, Wisconsin and reports $272 million in regulatory assets under management in its Form ADV filed February 11, 2026. Its clients include investment companies, individuals and high net worth individuals. It is paid through a percentage of assets under management, hourly charges and fixed fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 282600
- SEC file number
- 801-123113
- SEC status
- Approved, effective January 21, 2022
- Main office
- 215 N. Main Street Suite 1040, West Bend, WI 53095
- Phone
- (262) 335-1700
- Regulatory AUM
- $271,935,662 in the Form ADV filed February 11, 2026
- Discretionary AUM
- $271,935,662
- Accounts
- 1,578
- Employees
- 16, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- February 11, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Investment companies | 1 | $171.8 million |
| Individuals (other than high net worth individuals) | 529 | $57.3 million |
| High net worth individuals | 67 | $41.8 million |
| Charitable organizations | 9 | $1.1 million |
| Corporations or other businesses | 2 | $9,991 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| March 2, 2026 | $271.9 million | February 11, 2026 |
| December 1, 2025 | $184.4 million | May 15, 2025 |
Other advisers in Wisconsin
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Macco Financial Group, Inc. | Green Bay | $277.8 million | Not listed | adviserinfo.sec.gov |
| Walleye Partners LLC | Madison | $276.7 million | Not listed | adviserinfo.sec.gov |
| CWP Private Wealth Management | West Bend | $276.1 million | Not listed | adviserinfo.sec.gov |
| Cushing Capital Partners, LLC | Delafield | $274.7 million | Not listed | adviserinfo.sec.gov |
| 1492 Capital Management, LLC | Milwaukee | $274.6 million | Not listed | adviserinfo.sec.gov |
| Mendota Financial Group, LLC | Madison | $254.2 million | Not listed | adviserinfo.sec.gov |
| Transcend Advisor Group, LLC | Milwaukee | $253.2 million | Not listed | adviserinfo.sec.gov |
| Morgan Dempsey Capital Management LLC | Milwaukee | $252.3 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Wisconsin
- Advisers with $100 million to $500 million in AUM
- Advisers serving investment companies
- Advisers serving individuals
- Client First Investment Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.