Data / Investment advisers / California / Certis Capital Management, Inc.
Certis Capital Management, Inc., Santa Barbara, CA: $256 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Certis Capital Management, Inc. is an SEC registered investment adviser with its main office in Santa Barbara, California and reports $256 million in regulatory assets under management in its Form ADV filed March 26, 2026. Its clients include high net worth individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Certis Capital Management, Inc. (CRD number 144290): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 144290
- SEC file number
- 801-135578
- SEC status
- Approved, effective March 17, 2026
- Main office
- 801 Garden Street Suite 300, Santa Barbara, CA 93101
- Phone
- (805) 965-0509
- Website
- certiscapital.com
- Regulatory AUM
- $255,928,370 in the Form ADV filed March 26, 2026
- Discretionary AUM
- $24,231,847
- Non discretionary AUM
- $231,696,523
- Accounts
- 31
- Employees
- 7, of which 3 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 26, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 31 | $255.9 million |
Other advisers in Santa Barbara
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Omega Financial Group, LLC | Santa Barbara | $552.4 million | Not listed | adviserinfo.sec.gov |
| Monarch Wealth Strategies | Santa Barbara | $463.5 million | Not listed | adviserinfo.sec.gov |
| Thryve Wealth Management | Santa Barbara | $304 million | Not listed | adviserinfo.sec.gov |
| Foronjy Financial | Santa Barbara | $278 million | Not listed | adviserinfo.sec.gov |
| Alamar Capital Management, LLC | Santa Barbara | $260.3 million | Not listed | adviserinfo.sec.gov |
| Pacific Wealth Strategies Group, Inc. | Santa Barbara | $253.2 million | Not listed | adviserinfo.sec.gov |
| Nexxus Holdings Advisors LLC | Santa Barbara | $246.2 million | 3 | adviserinfo.sec.gov |
| Castle Wealth Planning | Santa Barbara | $236.4 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Santa Barbara, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Certis Capital Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.