Data / Investment advisers / Virginia / Capitol Securities Management, Inc.
Capitol Securities Management, Inc., Glen Allen, VA: $2.2 billion AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Capitol Securities Management, Inc. is an SEC registered investment adviser with its main office in Glen Allen, Virginia and reports $2.2 billion in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals, individuals and corporations and other businesses. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch Capitol Securities Management, Inc. (CRD number 14169): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 14169
- SEC file number
- 801-41033
- SEC status
- Approved, effective March 16, 1992
- Main office
- 4050 Innslake Drive Suite 250, Glen Allen, VA 23060
- Phone
- (888) 612-1484
- Regulatory AUM
- $2,162,366,778 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $1,842,954,253
- Non discretionary AUM
- $319,412,525
- Accounts
- 3,970
- Employees
- 170, of which 126 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, hourly charges, fixed fees
- Other offices
- 37
- Form ADV Item 11 disclosures
- Reported: criminal actions, SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 1,287 | $838.6 million |
| Individuals (other than high net worth individuals) | 1,890 | $552.3 million |
| Corporations or other businesses | 32 | $28.5 million |
| State or municipal government entities | 4 | $21.4 million |
| Pension and profit sharing plans | 18 | $15.1 million |
| Charitable organizations | 14 | $8.5 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $2.16 billion | March 31, 2026 |
| December 1, 2025 | $1.82 billion | November 6, 2025 |
Other advisers in Virginia
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Quinn Opportunity Partners | Charlottesville | $2.61 billion | 3 | adviserinfo.sec.gov |
| Motley Fool Asset Management | Alexandria | $2.60 billion | Not listed | adviserinfo.sec.gov |
| Glassman Wealth Services, LLC | Vienna | $2.56 billion | Not listed | adviserinfo.sec.gov |
| Oxford Finance Advisors, LLC | Alexandria | $2.41 billion | 4 | adviserinfo.sec.gov |
| Riverfront Investment Group, LLC | Richmond | $2.22 billion | Not listed | adviserinfo.sec.gov |
| Navy Federal Investment Services, LLC | Vienna | $2.10 billion | Not listed | adviserinfo.sec.gov |
| Financial Security Advisory Inc | Virginia Beach | $1.95 billion | Not listed | adviserinfo.sec.gov |
| Kanawha Capital Management, LLC | Richmond | $1.84 billion | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Virginia
- Advisers with $1 billion to $10 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Capitol Securities Management, Inc. on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.