Data / Investment advisers / Nevada / Axos Invest, Inc
Axos Invest, Inc, Las Vegas, NV: $151 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Axos Invest, Inc is an SEC registered investment adviser with its main office in Las Vegas, Nevada and reports $151 million in regulatory assets under management in its Form ADV filed March 27, 2026. Its clients include individuals and high net worth individuals. It is paid through a percentage of assets under management and fixed fees.
The request: Watch Axos Invest, Inc (CRD number 150953): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- Registration
- SEC registered investment adviser
- CRD number
- 150953
- SEC file number
- 801-79951
- SEC status
- Approved, effective June 25, 2014
- Main office
- 9205 W Russell Road Suite 400, Las Vegas, NV 89148
- Phone
- (858) 376-6055
- Regulatory AUM
- $150,762,519 in the Form ADV filed March 27, 2026
- Discretionary AUM
- $150,762,519
- Accounts
- 6,794
- Employees
- 13, of which 10 give investment advice
- Form of organization
- Corporation
- Paid through
- a percentage of assets under management, fixed fees
- Other offices
- 1
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 27, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Individuals (other than high net worth individuals) | 6,792 | $147.5 million |
| High net worth individuals | Fewer than 5 | $3.3 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $150.8 million | March 27, 2026 |
| December 1, 2025 | $147 million | November 5, 2025 |
Other advisers in Las Vegas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Sahara Investment Group | Las Vegas | $218.1 million | 1 | adviserinfo.sec.gov |
| Adaptive Wealth Engineering | Las Vegas | $214 million | Not listed | adviserinfo.sec.gov |
| Bauman Wealth Advisors | Las Vegas | $206.4 million | Not listed | adviserinfo.sec.gov |
| Manhattan Global Asset Management LLC | Las Vegas | $205.5 million | Not listed | adviserinfo.sec.gov |
| Baleen Capital Management LLC | Las Vegas | $168.7 million | 3 | adviserinfo.sec.gov |
| Orion Global Advisors US Inc | Las Vegas | $147 million | 1 | adviserinfo.sec.gov |
| Ulta Wealth Management, LLC | Las Vegas | $146.5 million | Not listed | adviserinfo.sec.gov |
| Holm & Cawley Financial Group LLC | Las Vegas | $128.8 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Las Vegas, NV
- Investment advisers in Nevada
- Advisers with $100 million to $500 million in AUM
- Advisers serving individuals
- Advisers serving high net worth individuals
- Axos Invest, Inc on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.