Data / Investment advisers / Nevada / Baleen Capital Management LLC
Baleen Capital Management LLC, Las Vegas, NV: $169 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Baleen Capital Management LLC is an SEC registered investment adviser with its main office in Las Vegas, Nevada and reports $169 million in regulatory assets under management in its Form ADV filed October 5, 2026. Its clients include pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 3 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 311438
- SEC file number
- 801-122235
- SEC status
- Approved, effective September 2, 2021
- Main office
- 10845 Griffith Peak Drive Suite 200, Las Vegas, NV 89135
- Phone
- (646) 389-2833
- Regulatory AUM
- $168,700,000 in the Form ADV filed October 5, 2026
- Discretionary AUM
- $168,700,000
- Accounts
- 3
- Employees
- 1, of which 1 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 3: 2 other private funds, 1 hedge fund
- Gross assets of private funds
- $32,036,800
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- October 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pooled investment vehicles | 3 | $168.7 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $168.7 million | March 24, 2026 |
| December 1, 2025 | $192.7 million | April 30, 2025 |
Other advisers in Las Vegas
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Skyoak Capital, Inc. | Las Vegas | $219.2 million | Not listed | adviserinfo.sec.gov |
| Sahara Investment Group | Las Vegas | $218.1 million | 1 | adviserinfo.sec.gov |
| Adaptive Wealth Engineering | Las Vegas | $214 million | Not listed | adviserinfo.sec.gov |
| Bauman Wealth Advisors | Las Vegas | $206.4 million | Not listed | adviserinfo.sec.gov |
| Manhattan Global Asset Management LLC | Las Vegas | $205.5 million | Not listed | adviserinfo.sec.gov |
| Axos Invest, Inc | Las Vegas | $150.8 million | Not listed | adviserinfo.sec.gov |
| Orion Global Advisors US Inc | Las Vegas | $147 million | 1 | adviserinfo.sec.gov |
| Ulta Wealth Management, LLC | Las Vegas | $146.5 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Las Vegas, NV
- Investment advisers in Nevada
- Advisers with $100 million to $500 million in AUM
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Baleen Capital Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.