Data / Investment advisers / New York / Axiom Investment Management LLC
Axiom Investment Management LLC, New York, NY: $237 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Axiom Investment Management LLC is an SEC registered investment adviser with its main office in New York, New York and reports $237 million in regulatory assets under management in its Form ADV filed April 15, 2026. Its clients include high net worth individuals, corporations and other businesses and pension and profit sharing plans. It is paid through a percentage of assets under management and performance based fees.
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- Registration
- SEC registered investment adviser
- CRD number
- 141516
- SEC file number
- 801-67131
- SEC status
- Approved, effective August 24, 2006
- Main office
- 350 Fifth Avenue Suite 6740, New York, NY 10118
- Phone
- (212) 521-3800
- Regulatory AUM
- $236,775,276 in the Form ADV filed April 15, 2026
- Discretionary AUM
- $236,775,276
- Accounts
- 214
- Employees
- 10, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Form ADV Item 11 disclosures
- Reported: SEC or CFTC regulatory actions, other federal, state or foreign regulatory actions, self-regulatory organization actions
- Latest Form ADV filing
- April 15, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 201 | $176.9 million |
| Corporations or other businesses | 11 | $54.3 million |
| Pension and profit sharing plans | 1 | $4.7 million |
| Charitable organizations | 1 | $817,709 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| May 1, 2026 | $236.8 million | April 15, 2026 |
| December 1, 2025 | $233.7 million | March 28, 2025 |
Other advisers in New York
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Perella Weinberg Partners Capital Management LP | New York | $238.4 million | 21 | adviserinfo.sec.gov |
| Graphene Capital Management LP | New York | $238.1 million | 1 | adviserinfo.sec.gov |
| Gsa Capital Partners (New York) LP | New York | $237.6 million | Not listed | adviserinfo.sec.gov |
| Cohen & Company Financial Management, LLC | New York | $237.4 million | 5 | adviserinfo.sec.gov |
| Soundcore Capital Partners, LLC | New York | $237.2 million | 6 | adviserinfo.sec.gov |
| RPM Capital Partners, LLC | New York | $233.9 million | 4 | adviserinfo.sec.gov |
| Reynolds Channel Management, L.P. | New York | $233.2 million | 2 | adviserinfo.sec.gov |
| Oberon Asset Management, LLC | New York | $232.7 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New York, NY
- Investment advisers in New York
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving corporations and other businesses
- Axiom Investment Management LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.