Data / Investment advisers / California / Aligne Wealth Advisors Investment Management (Awaim)
Aligne Wealth Advisors Investment Management (Awaim), Los Angeles, CA: $224 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Aligne Wealth Advisors Investment Management (Awaim) is an SEC registered investment adviser with its main office in Los Angeles, California and reports $224 million in regulatory assets under management in its Form ADV filed July 23, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management. It advises 1 private fund.
The request: Watch Aligne Wealth Advisors Investment Management (Awaim) (CRD number 321735): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 321735
- SEC file number
- 801-125833
- SEC status
- Approved, effective June 9, 2022
- Legal name
- Aligne Wealth Preservation & Insurance Services, LLC.
- Main office
- 1801 Century Park East Suite 1440, Los Angeles, CA 90067
- Phone
- (310) 795-0622
- Regulatory AUM
- $224,392,095 in the Form ADV filed July 23, 2026
- Discretionary AUM
- $224,392,095
- Accounts
- 342
- Employees
- 5, of which 4 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $1,100,000
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- July 23, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 105 | $186.6 million |
| Individuals (other than high net worth individuals) | 104 | $22.6 million |
| Pension and profit sharing plans | 5 | $12.6 million |
| Corporations or other businesses | 5 | $2.4 million |
| Charitable organizations | 1 | $90,601 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| February 2, 2026 | $224.4 million | January 21, 2026 |
| December 1, 2025 | $168.8 million | October 2, 2025 |
Other advisers in Los Angeles
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Alpha Analytics Investment Group LLC | Los Angeles | $253.4 million | Not listed | adviserinfo.sec.gov |
| Propel Bio Management, LLC | Los Angeles | $247.5 million | 4 | adviserinfo.sec.gov |
| Heights LLC | Los Angeles | $239.2 million | 3 | adviserinfo.sec.gov |
| Black Impact Group, LLC | Los Angeles | $232.1 million | 1 | adviserinfo.sec.gov |
| Gideon Capital, LLC | Los Angeles | $229 million | 17 | adviserinfo.sec.gov |
| Mainstream Capital Management | Los Angeles | $224 million | Not listed | adviserinfo.sec.gov |
| Butler Hall Capital LLC | Los Angeles | $218.3 million | 1 | adviserinfo.sec.gov |
| Allstreet Capital LLC | Los Angeles | $218 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Angeles, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- Advisers that manage private funds
- Aligne Wealth Advisors Investment Management (Awaim) on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.