Data / Investment advisers / California / Heights LLC
Heights LLC, Los Angeles, CA: $239 million AUM, SEC registered investment adviser
Heights LLC is an SEC registered investment adviser with its main office in Los Angeles, California and reports $239 million in regulatory assets under management in its Form ADV filed March 31, 2026. Its clients include high net worth individuals and pooled investment vehicles. It is paid through a percentage of assets under management and performance based fees. It advises 3 private funds.
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- Registration
- SEC registered investment adviser
- CRD number
- 315969
- SEC file number
- 801-128704
- SEC status
- Approved, effective September 11, 2023
- Main office
- 11111 Santa Monica Blvd Suite 2100, Los Angeles, CA 90025
- Phone
- (310) 640-7647
- Regulatory AUM
- $239,198,370 in the Form ADV filed March 31, 2026
- Discretionary AUM
- $68,961,889
- Non discretionary AUM
- $170,236,481
- Accounts
- 14
- Employees
- 3, of which 2 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 3: 2 venture capital funds, 1 private equity fund
- Gross assets of private funds
- $57,651,403
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 31, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 11 | $170.2 million |
| Pooled investment vehicles | 3 | $69 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $239.2 million | March 31, 2026 |
| December 1, 2025 | $205.6 million | March 31, 2025 |
Other advisers in Los Angeles
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Corridor Capital, LLC | Los Angeles | $276 million | 14 | adviserinfo.sec.gov |
| Stonebridge Capital Management Inc | Los Angeles | $268.7 million | Not listed | adviserinfo.sec.gov |
| Ishara Investments LP | Los Angeles | $259.1 million | 1 | adviserinfo.sec.gov |
| Alpha Analytics Investment Group LLC | Los Angeles | $253.4 million | Not listed | adviserinfo.sec.gov |
| Propel Bio Management, LLC | Los Angeles | $247.5 million | 4 | adviserinfo.sec.gov |
| Black Impact Group, LLC | Los Angeles | $232.1 million | 1 | adviserinfo.sec.gov |
| Gideon Capital, LLC | Los Angeles | $229 million | 17 | adviserinfo.sec.gov |
| Aligne Wealth Advisors Investment Management (Awaim) | Los Angeles | $224.4 million | 1 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Los Angeles, CA
- Investment advisers in California
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Heights LLC on the SEC's adviser search
Updated November 7, 2026. Read from the SEC's Form ADV data files for investment advisers. Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.