Data / Investment advisers / Ohio / Adaptive Financial Consulting, LLC
Adaptive Financial Consulting, LLC, Beachwood, OH: $547 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Adaptive Financial Consulting, LLC is an SEC registered investment adviser with its main office in Beachwood, Ohio and reports $547 million in regulatory assets under management in its Form ADV filed March 5, 2026. Its clients include pension and profit sharing plans, high net worth individuals and individuals. It is paid through a percentage of assets under management.
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- Registration
- SEC registered investment adviser
- CRD number
- 288185
- SEC file number
- 801-114947
- SEC status
- Approved, effective April 4, 2019
- Main office
- 3401 Enterprise Parkway Suite 340, Beachwood, OH 44122
- Phone
- (440) 359-3468
- Website
- adaptivefc.com
- Regulatory AUM
- $547,099,663 in the Form ADV filed March 5, 2026
- Discretionary AUM
- $516,760,645
- Non discretionary AUM
- $30,339,018
- Accounts
- 572
- Employees
- 8, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management
- Other offices
- 3
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 5, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| Pension and profit sharing plans | 85 | $267.1 million |
| High net worth individuals | 83 | $231.4 million |
| Individuals (other than high net worth individuals) | 93 | $48.6 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $547.1 million | March 5, 2026 |
| December 1, 2025 | $508.5 million | March 7, 2025 |
Other advisers in Beachwood
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Stratos Wealth Advisors LLC | Beachwood | $5.57 billion | Not listed | adviserinfo.sec.gov |
| CM Wealth Advisors LLC | Beachwood | $3.60 billion | 30 | adviserinfo.sec.gov |
| Stratos Investment Management, LLC | Beachwood | $3.31 billion | Not listed | adviserinfo.sec.gov |
| Van Cleef Asset Management Inc | Beachwood | $1.21 billion | Not listed | adviserinfo.sec.gov |
| Winslow Asset Management Inc | Beachwood | $626.7 million | Not listed | adviserinfo.sec.gov |
| North Star Advisory Group, LLC | Beachwood | $289.1 million | Not listed | adviserinfo.sec.gov |
| Shaker Investments | Beachwood | $258.8 million | 1 | adviserinfo.sec.gov |
| Newport Investment Advisors Inc | Beachwood | $198 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Beachwood, OH
- Investment advisers in Ohio
- Advisers with $500 million to $1 billion in AUM
- Advisers serving pension and profit sharing plans
- Advisers serving high net worth individuals
- Adaptive Financial Consulting, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.