Data / Investment advisers / Ohio / Shaker Investments
Shaker Investments, Beachwood, OH: $259 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
Shaker Investments is an SEC registered investment adviser with its main office in Beachwood, Ohio and reports $259 million in regulatory assets under management in its Form ADV filed March 30, 2026. Its clients include high net worth individuals, pooled investment vehicles and individuals. It is paid through a percentage of assets under management and performance based fees. It advises 1 private fund.
The request: Watch Shaker Investments (CRD number 119135): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 119135
- SEC file number
- 801-60907
- SEC status
- Approved, effective January 1, 2002
- Legal name
- Shaker Investments, L.L.C.
- Main office
- 3201 Enterprise Parkway Suite 310, Beachwood, OH 44122
- Phone
- (216) 292-2950
- Website
- shakerinvest.com
- Regulatory AUM
- $258,762,352 in the Form ADV filed March 30, 2026
- Discretionary AUM
- $258,644,158
- Non discretionary AUM
- $118,194
- Accounts
- 283
- Employees
- 9, of which 6 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, performance based fees
- Private funds
- 1: 1 hedge fund
- Gross assets of private funds
- $102,553,716
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 30, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 55 | $105.4 million |
| Pooled investment vehicles | 1 | $102.6 million |
| Individuals (other than high net worth individuals) | 67 | $25.9 million |
| Corporations or other businesses | 3 | $21.2 million |
| Charitable organizations | 2 | $1.9 million |
| Pension and profit sharing plans | 2 | $1.8 million |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $258.8 million | March 30, 2026 |
| December 1, 2025 | $253.1 million | March 31, 2025 |
Other advisers in Beachwood
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Stratos Investment Management, LLC | Beachwood | $3.31 billion | Not listed | adviserinfo.sec.gov |
| Van Cleef Asset Management Inc | Beachwood | $1.21 billion | Not listed | adviserinfo.sec.gov |
| Winslow Asset Management Inc | Beachwood | $626.7 million | Not listed | adviserinfo.sec.gov |
| Adaptive Financial Consulting, LLC | Beachwood | $547.1 million | Not listed | adviserinfo.sec.gov |
| North Star Advisory Group, LLC | Beachwood | $289.1 million | Not listed | adviserinfo.sec.gov |
| Newport Investment Advisors Inc | Beachwood | $198 million | Not listed | adviserinfo.sec.gov |
| Tidmore Retirement Planning Specialists | Beachwood | $112.9 million | Not listed | adviserinfo.sec.gov |
| Buoyant Ventures Management, LLC | Beachwood | Not listed | 8 | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in Beachwood, OH
- Investment advisers in Ohio
- Advisers with $100 million to $500 million in AUM
- Advisers serving high net worth individuals
- Advisers serving pooled investment vehicles
- Advisers that manage private funds
- Shaker Investments on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.