Data / Investment advisers / New Jersey / 5c Capital Management, LLC
5c Capital Management, LLC, Woodcliff Lake, NJ: $648 million AUM, SEC registered investment adviser
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
5c Capital Management, LLC is an SEC registered investment adviser with its main office in Woodcliff Lake, New Jersey and reports $648 million in regulatory assets under management in its Form ADV filed March 17, 2026. Its clients include high net worth individuals, individuals and pension and profit sharing plans. It is paid through a percentage of assets under management, hourly charges and fixed fees.
The request: Watch 5c Capital Management, LLC (CRD number 284213): each new Form ADV amendment, with AUM, clients and private funds. $10 of work on sign-up, no card.
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- Registration
- SEC registered investment adviser
- CRD number
- 284213
- SEC file number
- 801-108825
- SEC status
- Approved, effective January 3, 2017
- Main office
- 50 Tice Boulevard Suite A32, Woodcliff Lake, NJ 07677
- Phone
- (347) 331-0648
- Website
- 5cwealth.com
- Regulatory AUM
- $648,131,696 in the Form ADV filed March 17, 2026
- Discretionary AUM
- $618,998,952
- Non discretionary AUM
- $29,132,744
- Accounts
- 1,897
- Employees
- 7, of which 7 give investment advice
- Form of organization
- Limited Liability Company
- Paid through
- a percentage of assets under management, hourly charges, fixed fees, commissions
- Other offices
- 2
- Form ADV Item 11 disclosures
- None reported
- Latest Form ADV filing
- March 17, 2026
- SEC record
- Investment Adviser Public Disclosure
Clients
Client types the adviser reports in Form ADV item 5.D, with the AUM it attributes to each.
| Client type | Clients | AUM |
|---|---|---|
| High net worth individuals | 166 | $505.3 million |
| Individuals (other than high net worth individuals) | 345 | $122.8 million |
| Pension and profit sharing plans | 17 | $15.8 million |
| Corporations or other businesses | 17 | $3.9 million |
| Charitable organizations | 7 | $329,210 |
AUM in the SEC's monthly files
Each change in the AUM the adviser reported across the monthly SEC files held here, with the first file that shows the new value.
| First in the file of | AUM | Form ADV filed |
|---|---|---|
| April 1, 2026 | $648.1 million | March 17, 2026 |
| December 1, 2025 | $537.4 million | April 14, 2025 |
Other advisers in New Jersey
| Adviser | City | AUM | Private funds | Source |
|---|---|---|---|---|
| Unio Capital LLC | Princeton | $691.5 million | 2 | adviserinfo.sec.gov |
| Garden State Investment Advisory Services, LLC | Red Bank | $673.8 million | Not listed | adviserinfo.sec.gov |
| Prestige Wealth Management Group, LLC | Flemington | $666.4 million | Not listed | adviserinfo.sec.gov |
| The Genwealth Group, Inc. | Maplewood | $661.3 million | Not listed | adviserinfo.sec.gov |
| Eagle Wealth Strategies | Mullica Hill | $653.8 million | Not listed | adviserinfo.sec.gov |
| Curasset Capital Management, LLC | Newark | $643.2 million | Not listed | adviserinfo.sec.gov |
| Chatham Wealth Management | Chatham | $642.9 million | Not listed | adviserinfo.sec.gov |
| Regency Wealth Management | Ramsey | $642.6 million | Not listed | adviserinfo.sec.gov |
Also on SpecStream
- Investment advisers in New Jersey
- Advisers with $500 million to $1 billion in AUM
- Advisers serving high net worth individuals
- Advisers serving individuals
- 5c Capital Management, LLC on the SEC's adviser search
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.