Data / Investment advisers / Serving pooled investment vehicles / Minnesota
Investment advisers in Minnesota serving pooled investment vehicles: 65 firms
Updated November 7, 2026. Source: the SEC's Form ADV data files for investment advisers.
65 SEC registered investment advisers with a main office in Minnesota report pooled investment vehicles among their clients in Form ADV item 5.D, and together they attribute $591 billion of their assets under management to them, in the SEC's file of November 2, 2026. The adviser with the most is Garda Capital Partners.
The request: Every investment adviser in Minnesota that serves pooled investment vehicles, with AUM, phone and website. $10 of work on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads the SEC's Form ADV files every month, and this page is that reading, keyed on the CRD number. Ask for the advisers you track by state, city, size, client type or private funds, and new registrations and filings arrive in your sheet, CRM, Slack or agent as the SEC publishes them.
- 65Advisers
- $591 billionAUM from this client type
- 60Advisers over $100 million
- November 2, 2026File date
Advisers in Minnesota serving pooled investment vehicles
Ranked by the AUM the adviser attributes to this client type. Each row links to the firm page where it has one, and to its SEC record.
| Adviser | City | Clients of this type | AUM from this type | Total AUM | Source |
|---|
| Garda Capital Partners | Wayzata | 3 | $207.10 billion | $207.10 billion | adviserinfo.sec.gov |
| U.S. Bancorp Asset Management, Inc. | Minneapolis | 20 | $86.17 billion | $427.48 billion | adviserinfo.sec.gov |
| Walleye Capital LLC | Wayzata | 10 | $52.11 billion | $52.11 billion | adviserinfo.sec.gov |
| Pine River Capital Management L.P. | Minnetonka | 7 | $46.87 billion | $46.87 billion | adviserinfo.sec.gov |
| RBC Global Asset Management (U.S.) Inc. | Minneapolis | 74 | $41.96 billion | $104.49 billion | adviserinfo.sec.gov |
| Castlelake, L.P. | Minneapolis | 46 | $35.07 billion | $35.29 billion | adviserinfo.sec.gov |
| Thrivent Private Investments | Minneapolis | 47 | $22.78 billion | $22.78 billion | adviserinfo.sec.gov |
| Whitebox Advisors LLC | Minneapolis | 16 | $15.74 billion | $15.74 billion | adviserinfo.sec.gov |
| Galliard Capital Management | Minneapolis | 4 | $13.55 billion | $80.27 billion | adviserinfo.sec.gov |
| AB Carval Investors, LP | Minneapolis | 63 | $13.37 billion | $18.44 billion | adviserinfo.sec.gov |
| Winslow Capital Management LLC | Minneapolis | 6 | $8.54 billion | $28.66 billion | adviserinfo.sec.gov |
| Carval Clo Management LLC | Minneapolis | 17 | $7.30 billion | $7.30 billion | adviserinfo.sec.gov |
| Norwest Capital Advisors, LLC | Minneapolis | 12 | $3.84 billion | $3.84 billion | adviserinfo.sec.gov |
| Proterra Investment Partners LP | Minneapolis | 27 | $3.68 billion | $3.71 billion | adviserinfo.sec.gov |
| Arthur Ventures | Minneapolis | 17 | $2.56 billion | $2.56 billion | adviserinfo.sec.gov |
| Granite Partners | St. Cloud | 3 | $1.89 billion | $1.89 billion | adviserinfo.sec.gov |
| Yukon Partners Management, L.L.C. | Minneapolis | 18 | $1.75 billion | $1.75 billion | adviserinfo.sec.gov |
| Excelsior Renewable Energy Management Company LP | Excelsior | 2 | $1.51 billion | $1.51 billion | adviserinfo.sec.gov |
| Disciplined Growth Investors Inc | Minneapolis | 9 | $1.45 billion | $5.48 billion | adviserinfo.sec.gov |
| O'Brien-Staley Partners | Edina | 6 | $1.43 billion | $1.43 billion | adviserinfo.sec.gov |
| Okabena Investment Services Inc | Minneapolis | 12 | $1.42 billion | $2.12 billion | adviserinfo.sec.gov |
| Sit Fixed Income Advisors II, LLC | Minneapolis | 24 | $1.40 billion | $14.97 billion | adviserinfo.sec.gov |
| Rice Park Capital | Plymouth | 7 | $1.37 billion | $1.37 billion | adviserinfo.sec.gov |
| Truehelm, LLC | Bloomington | 19 | $1.28 billion | $1.28 billion | adviserinfo.sec.gov |
| Shoreview Industries V, LLC | Minneapolis | 11 | $1.17 billion | $1.17 billion | adviserinfo.sec.gov |
| Peregrine Capital Management, LLC | Minneapolis | 4 | $1.06 billion | $4.07 billion | adviserinfo.sec.gov |
| Northstar Capital | Minneapolis | 6 | $1.02 billion | $1.02 billion | adviserinfo.sec.gov |
| North Sky Capital, LLC | Wayzata | 15 | $986.1 million | $986.1 million | adviserinfo.sec.gov |
| First Light Asset Management, LLC | Edina | 5 | $975.2 million | $1.41 billion | adviserinfo.sec.gov |
| Allianz Investment Management LLC | Minneapolis | 1 | $929.3 million | $19.09 billion | adviserinfo.sec.gov |
| Goldner Hawn | Minneapolis | 3 | $898.9 million | $898.9 million | adviserinfo.sec.gov |
| Estuary Capital Management LP | Wayzata | 3 | $853.9 million | $853.9 million | adviserinfo.sec.gov |
| Clearwater Management Co., Inc. | St Paul | 9 | $781.3 million | $4.68 billion | adviserinfo.sec.gov |
| DGV Solutions LP | Minnetonka | 2 | $770.1 million | $944.4 million | adviserinfo.sec.gov |
| Stillwater Asset Management, LLC | Stillwater | 8 | $701.4 million | $701.4 million | adviserinfo.sec.gov |
| McGinty Road Partners, LP | Minnetonka | 7 | $646 million | $646 million | adviserinfo.sec.gov |
| Sightline Partners LLC | Bloomington | 9 | $642.8 million | $642.8 million | adviserinfo.sec.gov |
| Northern Lakes Capital, L.P. | Minneapolis | 7 | $575.4 million | $575.4 million | adviserinfo.sec.gov |
| Mindful Asset Planning | Apple Valley | 372 | $529.5 million | $529.5 million | adviserinfo.sec.gov |
| Punch & Associates Investment Management, Inc. | Edina | 2 | $386.5 million | $2.03 billion | adviserinfo.sec.gov |
| India Capital LLC | Minneapolis | 1 | $365.3 million | $365.3 million | adviserinfo.sec.gov |
| Pathfinder 360 Managementco, LLC | Minnetonka | 3 | $343.8 million | $343.8 million | adviserinfo.sec.gov |
| Sit Investment Associates, Inc | Minneapolis | 8 | $341 million | $3.54 billion | adviserinfo.sec.gov |
| Deepwater Asset Management, LLC | Minneapolis | 10 | $335 million | $566.5 million | adviserinfo.sec.gov |
| Riverbridge | Minneapolis | 3 | $332.8 million | $5.03 billion | adviserinfo.sec.gov |
| Hunter Street Partners, LP | Wayzata | 7 | $313 million | $313 million | adviserinfo.sec.gov |
| Merced Capital, L.P. | Minnetonka | 7 | $251.2 million | $251.2 million | adviserinfo.sec.gov |
| PSC Capital Partners LLC | Minneapolis | 6 | $240.8 million | $240.8 million | adviserinfo.sec.gov |
| Piper Heartland Healthcare Capital, LLC | Minneapolis | 1 | $218.3 million | $218.3 million | adviserinfo.sec.gov |
| Wheeler Retirement Plans LLC | Duluth | 22 | $171.5 million | $618.1 million | adviserinfo.sec.gov |
| Solpacific, LLC | Duluth | 2 | $154 million | $154 million | adviserinfo.sec.gov |
| Thrivent Financial for Lutherans | Minneapolis | 1 | $111.2 million | $128.73 billion | adviserinfo.sec.gov |
| Speece Thorson Capital Group Inc | Minnetonka | 1 | $111 million | $469 million | adviserinfo.sec.gov |
| Tonka Capital Partners, LLC | Minnetonka | 1 | $71.6 million | $139.8 million | adviserinfo.sec.gov |
| Steben & Company, LLC | Excelsior | 1 | $69.2 million | $69.2 million | adviserinfo.sec.gov |
| Mairs & Power | St. Paul | 2 | $59.3 million | $12.14 billion | adviserinfo.sec.gov |
| Northern Pacific Group, L.P. | Minneapolis | 4 | $58.6 million | $58.6 million | adviserinfo.sec.gov |
| Northern Pacific Growth Investment Advisors, LLC | Minneapolis | 3 | $58.6 million | $58.6 million | adviserinfo.sec.gov |
| Next Century Growth Investors LLC | Plymouth | 1 | $57.5 million | $1.52 billion | adviserinfo.sec.gov |
| Leuthold Weeden Capital Management | Minneapolis | 1 | $41.6 million | $1.17 billion | adviserinfo.sec.gov |
| Summit Creek Advisors | Minneapolis | 2 | $17.7 million | $650.9 million | adviserinfo.sec.gov |
| Wayzata Investment Partners LLC | Wayzata | 2 | $9.4 million | $9.4 million | adviserinfo.sec.gov |
| Intelligent Alpha LLC | Minneapolis | 1 | $5 million | $27 million | adviserinfo.sec.gov |
| Asa Managed Account Managers LLC | Minneapolis | 1 | $2.5 million | $1.12 billion | adviserinfo.sec.gov |
| Northrock Partners, LLC | Minneapolis | 1 | $74,913 | $12.19 billion | adviserinfo.sec.gov |
Also on SpecStream
Public data published by the US Securities and Exchange Commission (US government work). Advisers report these values themselves in Form ADV, and neither the SEC nor the states approve or guarantee them. AUM is regulatory assets under management as the adviser reported it in Form ADV item 5.F, which can differ from the AUM a firm quotes elsewhere. Exempt reporting advisers do not report AUM. Office address, phone and website are the adviser's main office as filed; a firm that files its main office as a private residence shows no street address or phone. An Item 11 disclosure is a reported event, not a finding about the firm today. Details for each firm are on the SEC's Investment Adviser Public Disclosure site. This page uses SEC data and is not endorsed or certified by the SEC. Free to reuse with credit to SpecStream under CC BY 4.0. Spot a wrong value? Write to [email protected] with the link to this page.