Data / Form D filings / WINDTREE THERAPEUTICS INC /DE/
WINDTREE THERAPEUTICS INC /DE/: Form D filings
WINDTREE THERAPEUTICS INC /DE/, a biotechnology company in Warrington, PA, filed 14 Form D notices with the SEC between 2008 and 2019. The latest, on December 19, 2019, reports $26.4 million sold of a $26.4 million offering to 5 investors.
Find out what WINDTREE THERAPEUTICS INC /DE/ does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 2600 KELLY ROAD, SUITE 100, Warrington, PA, 18976
- Phone
- (215) 488-9300
- Industry
- Biotechnology
- Entity type
- Corporation
- Incorporated in
- Delaware
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506(b)
- SEC identifier (CIK)
- 946486
The full lists. Form D filings in Pennsylvania: 987 rows, $49.35, or the new rows each week for $19 a month. Form D filings in Biotechnology: 1,568 rows, $78.40, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Dec 19, 2019 | New notice | $26,424,996 | $26,424,996 | $0 | 5 | Dec 6, 2019 | sec.gov |
| Jan 3, 2019 | New notice | $1,000,000 | $1,000,000 | $0 | 1 | Dec 21, 2018 | sec.gov |
| Jul 26, 2018 | Amendment | $2,600,000 | $2,600,000 | $0 | 1 | Mar 30, 2018 | sec.gov |
| Jul 25, 2018 | New notice | $1,500,000 | $1,500,000 | $0 | 1 | Jul 2, 2018 | sec.gov |
| Apr 17, 2018 | New notice | $26,000,000 | $26,000,000 | $0 | 1 | Mar 30, 2018 | sec.gov |
| Nov 2, 2017 | New notice | $10,307,632 | $10,307,632 | $0 | 17 | Oct 27, 2017 | sec.gov |
| Feb 27, 2017 | New notice | $10,538,000 | $10,538,000 | $0 | 17 | Feb 13, 2017 | sec.gov |
| Oct 21, 2014 | New notice | $7,500,000 | $0 | $7,500,000 | 1 | Oct 10, 2014 | sec.gov |
| Dec 17, 2013 | New notice | $13,094,600 | $0 | $13,094,600 | 4 | Dec 3, 2013 | sec.gov |
| Sep 12, 2013 | New notice | $58,100 | $14,525 | $43,575 | 1 | Aug 31, 2013 | sec.gov |
| Jun 7, 2013 | New notice | $12,000 | $12,000 | $0 | 1 | May 24, 2013 | sec.gov |
| Mar 15, 2013 | New notice | $18,450 | $18,450 | $0 | 1 | Feb 28, 2013 | sec.gov |
| Feb 28, 2013 | New notice | $6,575,400 | $0 | $6,575,400 | 4 | Feb 13, 2013 | sec.gov |
| Dec 22, 2008 | New notice | $25,000,000 | $0 | $25,000,000 | 0 | Yet to occur | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| James Huang | Director | |
| Daniel Geffken | Director | |
| Craig Fraser | Executive Officer, Director | |
| John Leone | Director | |
| Mary B. Templeton | Executive Officer | |
| Bruce Peacock | Director | |
| Brian Schreiber | Director | |
| Steven Simonson | Executive Officer | |
| John Tattory | Executive Officer | |
| Joseph Mahady | Director |
Other biotechnology companies in Pennsylvania that filed recently
- Traws Pharma, Inc. offering · Nov 5, 2026
- BioLattice Ophthalmics, Inc, $1.8 million · Oct 28, 2026
- Myris Therapeutics, Inc. $500,000 · Oct 14, 2026
- Praeventix, Inc. $5.6 million · Sep 10, 2026
- Plowshare Therapies LLC $6.7 million · Aug 31, 2026
- Noveome Biotherapeutics, Inc. $6.8 million · Aug 27, 2026
- AlloTRx Bio Inc. $500,000 · Aug 24, 2026
- Aposture Surgical Corp $87,000 · Aug 13, 2026
- Merlin Biotech, Inc. $50,000 · Aug 11, 2026
Every Form D from the week of Dec 16, 2019 · All recent filings in Pennsylvania · All recent Biotechnology filings
Read from SEC EDGAR. Amount sold is what WINDTREE THERAPEUTICS INC /DE/ reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.