Data / Form D filings / WaferGen Bio-systems, Inc.
WaferGen Bio-systems, Inc.: Form D filings
WaferGen Bio-systems, Inc., a biotechnology company in Fremont, CA, filed 5 Form D notices with the SEC between 2009 and 2013. The latest, on September 10, 2013, reports $13.7 million sold of a $15 million offering to 179 investors.
Find out what WaferGen Bio-systems, Inc. does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
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Company details from the filing
- Address
- 7400 PASEO PADRE PARKWAY, Fremont, CA, 94555
- Phone
- (510) 651-4450
- Industry
- Biotechnology
- Entity type
- Corporation
- Incorporated in
- Nevada
- Revenue range
- Decline to Disclose
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1368993
The full lists. Form D filings in California: 5,891 rows, $138.91, or the new rows each week for $19 a month. Form D filings in Biotechnology: 1,568 rows, $78.40, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Sep 10, 2013 | New notice | $15,000,000 | $13,668,500 | $1,331,500 | 179 | Aug 27, 2013 | sec.gov |
| Jun 1, 2011 | New notice | $30,550,000 | $30,550,000 | $0 | 22 | May 25, 2011 | sec.gov |
| Feb 24, 2010 | New notice | $5,085,500 | $5,085,500 | $0 | 37 | Nov 11, 2009 | sec.gov |
| Sep 15, 2009 | Amendment | $6,261,250 | $6,261,250 | $0 | 32 | May 28, 2009 | sec.gov |
| Jul 6, 2009 | New notice | $8,000,000 | $4,131,250 | $3,868,750 | 11 | May 28, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Ivan Dean Trifunovich | Executive Officer, Director | |
| Joel Dean Kanter | Director | |
| R. Dean Hautamaki | Director | |
| Scott Davidson | Director | |
| Joseph Dean Pesce | Director | |
| Makoto Dean Kaneshiro | Director | |
| Robert Coradini | Director | |
| John Dean Harland | Executive Officer | |
| Timothy Dean Triche | Director | |
| Alnoor Shivji | Director |
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- Altay Therapeutics, Inc. $15.7 million · Oct 2, 2026
- Sialia Therapeutics, Inc. $1.5 million · Sep 29, 2026
- Vetmab Biosciences, Inc. $11.4 million · Sep 29, 2026
Every Form D from the week of Sep 9, 2013 · All recent filings in California · All recent Biotechnology filings
Read from SEC EDGAR. Amount sold is what WaferGen Bio-systems, Inc. reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
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