Data / Form D filings / Uptrade Research Associates, LLC
Uptrade Research Associates, LLC: Form D filings
Uptrade Research Associates, LLC, a financial services company in Portland, OR, filed 2 Form D notices with the SEC between 2009 and 2010. The latest, on April 30, 2010, reports $700,000 sold of a $2 million offering to 7 investors.
Find out what Uptrade Research Associates, LLC does, who founded it and who invested, beyond what the filing says. $10 of credit on sign-up, no card.
SpecStream is the live web data engine for teams and agents. It reads every Form D on SEC EDGAR the day it is filed, and this page is that reading. Ask for your own cut (a state, an industry, a size) and new filings arrive in your sheet, CRM, Slack or agent as they land.
Company details from the filing
- Address
- 9940 SW ARBORCREST WAY, Portland, OR, 97225
- Phone
- (888) 332-4778
- Industry
- Other Banking and Financial Services
- Entity type
- Limited Liability Company
- Incorporated in
- Oregon
- Revenue range
- No Revenues
- Exemptions claimed
- Rule 506
- SEC identifier (CIK)
- 1476174
The full lists. Form D filings in Oregon: 434 rows, $21.70, or the new rows each week for $19 a month. Form D filings in Other Banking and Financial Services: 1,280 rows, $64, or the new rows each week for $19 a month. Pay by card with no account. Prices exclude VAT. CSV and Excel files with the columns this page does not show (company, CIK, year incorporated, street, city, state and 5 more), which open on your screen as soon as the payment clears and come by email. For agents and scripts: every list with its row count and price is at https://specstream.ai/data/lists.json.
Form D filings
| Filed | Type | Offering | Sold | Remaining | Investors | First sale | Filing |
|---|---|---|---|---|---|---|---|
| Apr 30, 2010 | New notice | $2,000,000 | $700,000 | $1,300,000 | 7 | Mar 5, 2010 | sec.gov |
| Dec 8, 2009 | New notice | $2,000,000 | $500,000 | $1,500,000 | 5 | Oct 13, 2009 | sec.gov |
Executive officers and directors named in the filing
| Name | Role | Note in the filing |
|---|---|---|
| Dale Jerome Murphey | Executive Officer, Director |
Other financial services companies in Oregon that filed recently
- Steward Holdings (US), Inc. $500,000 · Oct 1, 2026
Every Form D from the week of Apr 26, 2010 · All recent filings in Oregon · All recent Other Banking and Financial Services filings
Read from SEC EDGAR. Amount sold is what Uptrade Research Associates, LLC reported on the day it filed; on an offering that is still open, a later amendment can raise it. Free to reuse with credit to SpecStream under CC BY 4.0.
$10 of credit on sign-up, no card.